EFTA01398948

Walker Customer Number Customer Name Type * High Risk * Moderate Risk Annual Client Update Due Dat Exempt Reason Exemption Reason Customer Owner Ripplewood Advisors LLC Client Y N 4/19/2017 Chuck Walker Cohen, Lawrence Client N Y 9/29/2017 Chuck Walker Lorani Partners Corporation Client N Y 10/7/2017 Chuck Walker Podesta, Anthony Client Y N 10/17/2017 Chuck Walker use only EFTA01398948