EFTA01398965

Coleman Customer Number Customer Name Type * High Risk * Moderate Risk Annual Client Update Due Dat Auto Exempt Reason Exemption Reason Customer Owner Simons Foundation Client N N 4/5/2017 Mary Ann Coleman S. D. Malkin Properties, Inc. Client 4/6/2017 Mary Ann Col SDMP Services, Inc Client Y N 4/6/2017 Corporate/PIC/Other nts - See Owner/Siganatory's ACU Mary Ann Coleman Malkin, Scott D. Client Y N 4/21/2017 Corporate/Business A Ann Coleman The Tavakoli Family Foundation Client N N 5/6/2017 Mary Ann Col Glen Eagle Partners Ltd. Client N Y 5/9/2017 Mary Ann Col The Roxborough Trust Client N N 6/8/2017 Mary Ann Coleman Sale, Julian Client N N 7/20/2017 Mary Ann Coleman Brenninkmeijer, Julie E. Client N N 7/26/2017 Mary Ann Col Brenninkmeijer, Elise M. Client N 7/26/2017 Mary Ann Col Brenninkmeijer, Laura N. Client N 7/26/2017 Mary Ann Col Gabelli, Marc Client N Y 8/23/2017 Mary Ann Coleman The Jennifer L. Mercer Revocable Trust dtd. 12/23/2011 Client N 9/1/ Ann Coleman Bhat, Nityanand Client N Y 9/1/2017 Mary Ann Coleman Nesis, Roman Aleksandrovich Client N Y 9/6/2017 Mary Ann Col Mercer, Rebekah A. Client N N 9/19/2017 Mary Ann Coleman Mercer Mirochnikoff GST LLC Client N Y 9/27/2017 Mary Ann Col HID Investors Fund L.P. Client N • 10/4/2017 Mary Ann Coleman DVG 1740 Fund LP Client Y N 10/4/2017 Mary Ann Coleman YD SMA LLC Client N 10/4/2017 Mary Ann Coleman Deccan Value Investors BPI Fund LP Client N Y 10/4/2017 Mary DVI Fund (Mauritius) Ltd. Client N Y 10/4/2017 Mary Ann Col MID Investors Fund LP Client 10/4/2017 Mary Ann Coleman Deccan Value Investors LP Client N Y 10/4/2017 Mary Ann Col A/D Investors Fund LP Client 10/4/2017 Mary Ann Coleman Deccan Value Investors Fund LP Client N Y 10/4/2017 Mary Ann Col Veda Investors Fund LP Client N Y 10/4/2017 Mary Ann Coleman Bodas, Vinit Client N 10/4/2017 Mary Ann Coleman Dirnad Fund LP Client N 10/13/2017 Mary Ann Coleman DBTCA As Escrow Agent for Fox River OU1 Client N N 10/14/2017 Mary The Hawk 3A 2015 GST Trust Client 10/16/2017 Mary Ann Col Templeton World Charity Foundation, Inc Client 10/19/2017 eman Huizhi Fund LP Client N Y 10/28/2017 Mary Ann Coleman Chao 2000 Trust Client N N 11/3/2017 Mary Ann Coleman Mercer, Robert L Client N Y 11/3/2017 Mary Ann Coleman Equinimity, LLC Client N Y 11/14/2017 Mary Ann Coleman Lynch, Joseph A. Client N N 11/14/2017 Mary Ann Coleman Bonnie, Edward S. Client N N 12/2/2017 Mary Ann Coleman E. S. Bonnie Trust S. W. B. 6 R. F. B. TTEES Client N N 12/2/2017 eman The Hawk 4B 2016 Trust LLC Client N N 12/5/2017 Mary Ann Col The Hawk 3AB 2016 Trust LLC Client N Y 12/5/2017 Mary Ann Col Yablon, Lawrence Client N N 12/5/2017 Mary Ann Coleman Yablon, Babette Client N N 12/5/2017 Mary Ann Coleman GreenFlow MB II LLC Client N Y 12/5/2017 Mary Ann Coleman GreenFlow MB LLC Client N Y 12/5/2017 Mary Ann Coleman EML Investments LLC Client N Y 12/5/2017 Mary Ann Coleman Yablon, Bruce Client N N 12/5/2017 Mary Ann Coleman Yablon, Leonard H. Client N N 12/6/2017 Mary Ann Coleman Easier (Bvi) Ltd Client N Y 12/6/2017 Mary Ann Coleman SHZ Aviation LLC Client N N 12/7/2017 Mary Ann Coleman Sterling Starnes Levered (Offshore) Fund, Ltd. Client N N 12/8/2017 eman DVI PE (Mauritius) Ltd Client Y N 12/15/2017 Mary Ann Coleman Hartz Capital, Inc. Client N • 1/5/2018 Mary Ann Coleman Alerion Strategies Holdings Ltd Client 1/5/2018 Mary Ann Col EFTA01398965 eman Fourteen Rings, LLC Client N N 1/13/2018 Mary Ann Coleman Brown 4 Zhou LLC Client N Y 1/13/2018 Mary Ann Coleman Mercer Family Foundation Client N Y 1/13/2018 Mary Ann Col The Mercer Family LLC Client N Y 1/13/2018 Mary Ann Coleman Ma-Toy Trust Client N N 1/13/2018 Mary Ann Coleman Hirschhorn, Barbara B Client N N 1/17/2018 Mary Ann Coleman Nina Fund LP Client N Y 1/22/2018 Mary Ann Coleman Safelink Rental Feeder LLC Client N Y 1/22/2018 Mary Ann Col Tabizuru Foundation Client N N 2/23/2018 Mary Ann Coleman Giordano, Mark V. Client N Y 2/24/2018 Mary Ann Coleman Faithfulness Limited Client N Y 3/8/2018 Mary Ann Coleman Humility Ltd. Client N Y 3/8/2018 Mary Ann Coleman Templeton Religion Trust Client N Y 3/8/2018 Mary Ann Col Eternity, Ltd. Client Y 3/8/2018 Mary Ann Coleman Leonard N. Stern Family Trust Client Y N 3/22/2018 Mary Ann Col SL 2005 Family Trust Client Y N 3/23/2018 Mary Ann Coleman Discerene Fund LP Client N 3/23/2018 Mary Ann Coleman Mercer, Heather Sue Client N N 3/23/2018 Mary Ann Coleman SL 2005 Sub One, LLC Client Y N 3/28/2018 Mary Ann Coleman The Mercer Family 2009 Non-Exempt Trust f/b/o Rebekah Mercer Client Y Mary Ann Coleman The Mercer Family 2009 Non-Exempt Trust f/b/o Jennifer L. Mercer Client Y /2018 Mary Ann Coleman The Mercer Family 2009 Non-Exempt Trust f/b/o Heather Sue Mercer Client Y /2018 Mary Ann Coleman The 2012 Diana L. Mercer Family GST Trust Client Y N 3/29/2018 Mary Ann Coleman For internal use only EFTA01398966