Subject: Re: ACATS for Southern Financial/Trust [I]
From: Jay Lipman ‹ >
Date: Mon, 09 Sep 2013 16:03:46 -0400
To: Amanda Kirby
Cc: Tazia Smith
Vahe Stepanian
Classification: For internal use only
Hi Amanda,
As we discussed earlier, the ACAT's will be more complicated than usual due
to
the exotic nature of some of the assets in the accounts.
As for Jeepers, please find attached below the necessary brokerage documents
for a corporate account. Please find Completion Instructions:
Account Agreement — Please complete highlighted areas on pgs. 1, 6, 7, 14,
and
15
Corp Acct. Authorization — Please complete highlighted area and sign/date
bottom of pages 1 + 2
(See attached file: AWM Acct. Agreement.pdf)(See attached file: Corporate
Account Authorization.pdf)(See attached file: New Corporate Info Sheet
6.2012.pdf)
Kind Regards,
Jay Lipman
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Jay Lipman
Analyst I Markets Coverage Group
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue - 26th Floor
New York, NY 10154
Tel.
Fax
Email
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EFTA01400589
From: Amanda Kirby/db/-
dbcom
To: Jay Lipman/db/-
Cc: Tazia Smith, Vahe Stepanian/db/-
Date: 09/09/2013 10:59
AM
Subject: ACATS for Southern Financial/Trust
[I]
Classification: For internal use only
Hi Jay,
Wanted to touch base in regards to the ACATS for Southern Trust and Southern
Financial. I know you were working on them on Friday. Would like to send
them
to the client today, if possible.
Also, Jeepers Inc was KYC approved on our end. I am going to work on getting
those account docs prepared and send them over today. Would you mind sending
me Brokerage accounts for them?
Thank you
Best,
Amanda Kirby
EFTA01400590
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Amanda Kirby
Associate
Deutsche Bank Trust Company Americas
345 Park Avenue, 27th Fl
New York, NY, USA, 10154-0004
Tel.
Fax
Email
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EFTA01400591