Forwarded by Amanda Kirby/db/dbcom on 10/31/2013 01:49 PM ----From:
To:
Cc:
Date:
Subject:
Richard
Kahn ‹ >
Amanda Kirby/db
Paul Morris/db/
10/31/2013 01:47 PM
Re: Compliance
your statement is correct that i have not been barred from nyse in april 2012
i have been at hbrk since its formation 3 years ago and 5 previous years at nysg Ilc (darren entity)
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor,
New Yerk. Now Yerk 10022
tel
fax
cel
On Oct 31, 2013, at 1:43 PM, Amanda Kirby < > wrote:
Classification: Public
Rich,
Per our conversation you are not the same Richard Kahn who was barred from the NYSE Arca in
April of 2012. You have been at your company, HBRK, for 8 years and were not asked by
FINRA, on behalf of NYSE Arca, to give testimony.
Best,
Amanda Kirby
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Amanda Kirby
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Deutsche Bank Trust Company Americas
345 Park Avenue, 27th Fl
New York, NY, USA, 10154-0004
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