Subject: RE: Case #01353080 :Gratitude America [I]
From: Amanda Kirby ‹ >
Date: Mon, 02 Mar 2015 15:31:17 -0500
To: Yoonsun Chun.
Pema Sherpa
PWM AOG
Classification: For internal use only
Thank you!
From: Yoonsun Chung
Sent: Monday, March 02, 2015 3:29 PM
To: Amanda Kirby; Pema Sherpa; PWM AOG
Subject: RE: Case #01353080 :Gratitude America [I]
Classification: For internal use only
Case comment is added.
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Yoonsun Chung
Vice President I AML Compliance
Deutsche Bank Trust Company Americas
Legal, Risk & Capital
60 Wall Street 10005-2836 New York, NY, USA
Tel.
Fax
Email
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From: Amanda Kirby
Sent: Monday, March 02, 2015 3:27 PM
To: Yoonsun Chung; Pema Sherpa; PWM AOG
Subject: RE: Case #01353080 :Gratitude America [I]
EFTA01401277
Classification: For internal use only
Legal Address:
Mailing Address:
From: Yoonsun Chung
Sent: Monday, March 02, 2015 3:26 PM
To: Pema Sherpa; PWM AOG; Amanda Kirby
Subject: RE: Case #01353080 :Gratitude America [I]
Classification: For internal use only
So what is the correct address?
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Yoonsun Chung
Vice President I AML Compliance
Deutsche Bank Trust Company Americas
Legal, Risk & Capital
60 Wall Street, 10005-2836 New York, NY, USA
Tel.
Fax
Email
fcid:image005.png@OlD054FD.248D28E01
From: Pema Sherpa
Sent: Monday, March 02, 2015 3:02 PM
To: PWM AOG; Amanda Kirby; Yoonsun Chung
EFTA01401278
Subject: RE: Case #01353080 :Gratitude America [I]
Classification: For internal use only
Hi PWM AOG,
When you are preparing the manual EDF to upload in dbTops, you are taking
the information from the account opening application and not from the KYC.
Hi Yoonsun,
Should a comment on the KYC reflecting the correct address suffice here or
does the KYC have to be updated with the address?
Kind regards,
Pema Sherpa
{cid:image016.png@OlD054F9.C68E2A60}
Pema Sherpa
Deutsche Bank Trust Company Americas
60 Wall Street, New York, NY 10005-2836, USA
Tel.
Fax
Mobile
Email
fcid:image017.png@OlD054F9.C68E2A601
From: Navin-Kumar Pankaj On Behalf Of PWM AOG
Sent: Monday, March 02, 2015 2:44 PM
To: Pema Sherpa
EFTA01401279
Cc: Amanda Kirby; G. Hill o; PWM AOG; Yoonsun Chung
Subject: RE: Case #01353080 :Gratitude America [I]
Classification: For internal use only
Hi Pema,
We are clearing on Point 2 & 3 however on point 1, Legal address which is
given W-9 is not matching With KYC# address.
We need to put the legal address while Prepairing EDF in MD3 for post ABR
Approval. Can we move further with the same?
Thanks,
Navin
PWM AOG
DBOI Global Services Private Limited
Email :
{Inactive hide details for Pema Sherpa---03/02/2015 02:07:51 PM---
Classification: For internal use only Hi Prashant,}Pema Sherpa---03/02/2015
02:07:51 PM---Classification: For internal use only Hi Prashant,
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From:
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(cid:image018.png@OlD054F9.C68E2A60}
To:
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"G. Hill o" <G...Hill.o@db.com>,
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Cc:
{cid:image019.png@OlD054F9.C68E2A60}
EFTA01401280
{cid:image018.png@OlD054F9.C68E2A60}
Date:
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03/02/2015 02:07 PM
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Subject:
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RE: Case #01353080 :Gratitude America [I]
Classification: For internal use only
Hi Prashant,
What advise are you requesting from ABR?
Kind regards,
Pema Sherpa
fcid:image001.png@OlD054F2.41CF55301
Pema Sherpa
Deutsche Bank Trust Company Americas
60 Wall Street, New York, NY 10005-2836, USA
Tel.
EFTA01401281
Fax
Mobile
Email
{cid:image002.png@OlD054F2.41CF5530}
From: Prashant Mahendru On Behalf Of PWM AOG
Sent: Monday, March 02, 2015 2:00 PM
To: G. Hill o; Pema Sherpa; PWM AOG; Yoonsun Chung
Cc: Amanda Kirby; Navin-Kumar Pankaj
Subject: RE: Case #01353080 :Gratitude America [I]
Classification: For internal use only
Dear ABR Team,
Appreciate if you can advise on the below issue.
Thanks,
Prashant Mahendru
PWM AOG
DBOI Global Services Private Limited
Email :
{Inactive hide details for Amanda Kirby---02/03/2015 13:35:41---
Classification: For internal use only I apologize for the confus}Amanda
Kirby---02/03/2015 13:35:41---Classification: For internal use only I
apologize for the confusion with the docs and the KYC. I submitted the KYC
with the in
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From:
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To:
{cid:image005.png@OlD054F2.41CF5530}
{cid:image004.png@OlD054F2.41CF5530}
Cc:
EFTA01401282
{cid:image005.png@OlD054F2.41CF5530}
"G. Hill o"
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Date:
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02/03/2015 13:35
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Subject:
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RE: Case #01353080 :Gratitude America [I]
Classification: For internal use only
I apologize for the confusion with the docs and the KYC. I submitted the
KYC with the information they had sent me via email. I was only made aware
of the official name "Gratitude America, Ltd." and that the legal and
mailing address were not the same when they sent me the filled and signed
account opening docs. Please let me know how I can go about updating the
KYC.
Thank you,
Amanda
From: Navin-Kumar Pankaj On Behalf Of PWM AOG
EFTA01401283
Sent: Monday, March 02, 2015 1:13 PM
To: Amanda Kirby
Cc: Navin-Kumar Pankaj; Yoonsun Chung; G. Hill o; PWM AOG; Pema Sherpa
Subject: Case #01353080 :Gratitude America [I]
Classification: For internal use only
Hi Amanda,
While reviewing the docs we have below issues.
1.As per account opening docs,Tax form and online form legal address is
give as 9100 Port of sale Mall, Ste 15, St Thomas,USVI 00802 however in KYC#
it is given as
6100 Red Hook Quarter, B3 St. Thomas 00802 USVI. Please confirm us correct
legal address and Provide us updated doc(Account opening form,tax
form,Online form)/KYC# accordingly.
2.As per docs(signature card,account opening form,tax form,online form,non-
Profit organisation resolution) Account Title is given as Gratitude America
Ltd.
however in KYC# entity name and Account holder is givan as Gratitude America
Entity Name
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Account Holder
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3.0n W-9Tax form box other is blank under federal tax classification grid
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Please provide usabove updated docs or make correction in KYC# accordingly.
Thanks,
PWM AOG
DBOI Global Services Private Limited
Email :
EFTA01401284
EFTA01401285
![image001.gif@OlD054ED.C3040F80](/search?q="image001.gif%40OlD054ED.C3040F80"){kind=link}