Subject: RE: Southern Financial RDC Alerts [I]
From: Xavier Avila ‹ >
Date: Thu, 05 Apr 2018 14:54:21 -0400
To: Mathew Negus
Zack Bunimovich
Cc: Martin Zeman
Anthony Lentini
Daniel-E Kaiser
Ian Salters
Nina Tona
Nina cced...
From: Xavier Avila
Sent: Wednesday, April 04, 2018 5:19 PM
To: Mathew Negus ; Zack Bunimovich
Cc: Martin Zeman Anthony Lentini
r. >
; Daniel-E Kaiser ; Ian
Salters
Subject: RE: Southern Financial RDC Alerts [I]
Nina told me it's me that I need to approve this instead of Martin, so I
approve.
Matt, let's discuss this client and RDC Alerts, this client has gone through
a tremendous amount of scrutiny at WM KYC level and management decision is
that we are engaging the client.
Thanks
Xavi
From: Mathew Negus
Sent: Wednesday, April 04, 2018 1:57 PM
To: Zack Bunimovich < >; Xavier Avila
EFTA01401901
Cc: Martin Zeman ; Anthony Lentini
Subject: RE: Southern Financial RDC Alerts [I]
Yes
From: Martin Zeman
Sent: Tuesday, April 03, 2018 1:01 PM
To: Zack Bunimovich ; Mathew Negus
: Xavier Avila
Cc: Anthony Lentini
Subject: RE: Southern Financial RDC Alerts [I]
Acknowledged. Please proceed with onboarding.
Mat — please confirm the same to Zack.
Martin
From: Zack Bunimovich
Sent: Tuesday, April 03, 2018 12:24 PM
To: Mathew Negus ; Xavier Avila <O>
Cc: Martin Zeman ; Anthony Lentini
Subject: Southern Financial RDC Alerts [I]
Mat/Xavier,
We received a few RDC alerts for Jeffery Epstein, sole shareholder of
EFTA01401902
Southern Financial. Please see them attached.
Can you acknowledge these hits and confirm that you would like to proceed
with onboarding the client?
Thanks,
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Zack Bunimovich
Deutsche Bank Securities Inc.
Client Management & Client Due Diligence
60 Wall Street, 10005-2836 New York, NY, USA
Tel. +1(212)250-7050
Email
EFTA01401903