Subject: RE: Account Re-opening [I]
From: Jj Litchford <jj.litchford@db.com>
Date: Thu, 01 Oct 2015 17:42:07 -0400
To: Armen Brash <armen.brash@db.com>,
Vaishali-P Mehta <vaishali-p.mehta@db.com>
Cc: PWMUS AMLKYC <pwmus.amlkyc@db.com>
Classification: For internal use only
The account was closed due to zero balance (it was funded on 2/6/2015 and
then de-funded on 2/23/2015).
I have submitted for the research since the last KYC (2/1/2014) and put it
in with high priority. I will let you know as soon as we get results (We
expect some negative media possibly).
thanks for the help, appreciate the quick reply.
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JJ Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel. +1.212.454.2879
Mobile +1.407.342.5115
Email jj.litchford@db.com
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From: Armen Brash
Sent: Thursday, October 01, 2015 5:39 PM
To: Jj Litchford; Vaishali-P Mehta
Cc: PWMUS AMLKYC
Subject: RE: Account Re-opening [I]
EFTA01402856
Classification: For internal use only
33
You'll need to order updated research and complete a KYC update.
Essentially, you have to treat it the way you'd treat a brand new client.
Why did the account close? Was it ever funded? Was it closed due to zero
balance?
Please note that this is a high risk client and the KYC will need to be
reviewed by AML Compliance; I've cc'd them so they are aware of the rush.
Best,
Armen
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Armen Brash
Deutsche Asset & Wealth Management
Head of Anti-Money Laundering Business Risk
60 Wall Street, 10005-2836 New York, NY, USA
Tel. +1 212 250-0755
Fax +1 646 588-1858
Mobile +1 917 297-4818
Email armen.brash@db.com
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From: Jj Litchford
Sent: Thursday, October 01, 2015 5:30 PM
To: Vaishali-P Mehta; Armen Brash
Subject: FW: Account Re-opening [I]
EFTA01402857
Classification: For internal use only
Hello my favorites--
Can you let me know what I need to do to re KYC this entity for which an
account was auto-closed (information below)? This is going to be a high rush
situation, the client is absolutely furious.
Thanks,
33
{cid:image001.gif@OlD02B3A.F8AC3FC0}
33 Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel. +1.212.454.2879
Mobile +1.407.342.5115
Email jj.litchford@db.com
fcid:image002.gif@OlD02B3A.F8AC3FC01
From: Navin-Kumar Pankaj
Sent: Thursday, October 01, 2015 5:22 PM
To: Jj Litchford
Cc: Gwen Hill; 'pwmaog@list.db.com'; Prashant Mahendru
Subject: RE: Account Re-opening [I]
Hi 3j,
EFTA01402858
Since customer "Mort, Inc." is a prospect hence, we require KYC# within one
year to approve this re-open request.
KYC #01195147 is more than one year old.
Kind regards,
Navin Kumar Pankaj
Please send all the PWM AOG- COB mail related Queires to our new Group E-
mail ID
pwmaog@list.db.com
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Navin Kumar Pankaj
Analyst PWM US Operations
DBOI Global Services Private Limited
Global Business Services
A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City
SEZ, 302029 Jaipur, India
EFTA01402859
Tel. + 44207 3382739
Mobile +91 8741025953
Email navin-kumar.pankaj@db.com
From: Jj Litchford
Sent: Friday, October 02, 2015 2:18 AM
To: 'pwmaog@list.db.com'
Subject: Account Re-opening [I]
Classification: For internal use only
Hi--
Please re-open account 42959017 (Mort, Inc.). The client is looking to
transfer money into the account (per the attached instruction). It was
closed on 5/26/2015 and still appears on FIS Metavante. The client did not
send a letter to close, and the account was recently opened on 2/6/2015. The
KYC is still valid.
Thanks,
33
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JJ Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel. +1.212.454.2879
Mobile +1.407.342.5115
Email jj.litchford@db.com
EFTA01402860
fcid:image002.gif@e1D02B3A.F8AC3FC01
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EFTA01402861