Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]
From: Vaishali-P Mehta
Date: Mon, 05 Oct 2015 13:37:26 -0400
To: Jj Litchford
Classification: For internal use only
Either Kim or Andrew one of these 2
Vaishali Mehta
AVP Anti-Money Laundering Business Risk
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
60 Wall Street, 27th Floor, 10005-2836 New York, NY, USA
Tel.
Mobile
Email
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From: Jj Litchford
Sent: Monday, October 05, 2015 1:37 PM
To: Vaishali-P Mehta
Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]
Classification: For internal use only
Who should I pester about that? Kim?
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EFTA01402942
JJ Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel.
Mobile
Email
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From: Vaishali-P Mehta
Sent: Monday, October 05, 2015 1:36 PM
To: Jj Litchford; PWMUS AMLKYC
Cc: Armen Brash
Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]
Classification: For internal use only
Thanks Jj
I will forward it to compliance as soon as it hits my queue — currently with
Office Director
Regards,
Vaishali Mehta
AVP Anti-Money Laundering Business Risk
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
60 Wall Street, 27th Floor, 10005-2836 New York, NY, USA
Tel.
Mobile
EFTA01402943
Email
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From: Jj Litchford
Sent: Monday, October 05, 2015 1:19 PM
To: PWMUS AMLKYC
Cc: Armen Brash; Vaishali-P Mehta
Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]
Classification: For internal use only
Thank you!
Vaishali—this has been submitted.
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JJ Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel.
Mobile
Email
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EFTA01402944
From: Renee Salhi On Behalf Of PWMUS AMLKYC
Sent: Monday, October 05, 2015 1:13 PM
To: Jj Litchford; PWMUS AMLKYC
Cc: Armen Brash; Vaishali-P Mehta
Subject: CLEARED: PCR Alert - Jeffrey Epstein [I]
Classification: For internal use only
Hello Jj,
AML Compliance has reviewed the PCR alert generated for Jeffrey Epstein, UBO
and Signatory on the accounts of Mort, Inc. Mr. Epstein is an existing
client of the Private Bank.
The subject of the alert is Jeffrey S. Epstein who resides in
Farmingham, Massachusetts, United States.
Our client is Jeffrey E. Epstein who resides in St. Thomas, U.S.
Virgin Islands and has no address history in Massachusetts according to
LexisNexis.
AML Compliance clears this alert from an AML perspective as the location and
middle initial of the client does not match that of the alert subject.
Kind regards,
Renee Salhi
{cid:1 =0ABBF490DFF5ECF48f9e8a93df9386909@db.com}
Renee Salhi
Associate I AML Compliance Officer
Deutsche Bank Securities Inc.
Private Wealth Management - AML Compliance
5022 Gate Parkway, Suite 400.
Jacksonville, Florida 32256. USA
Tel.
EFTA01402945
Email renee.salhi@db.com
Visit us: http://www.db.com
{cid:2 =0ABBF490DFF5ECF48f9e8a93df9386909@db.com}
From: Jj Litchford
Sent: Monday, October 05, 2015 10:24 AM
To: PWMUS AMLKYC
Cc: Armen Brash; Vaishali-P Mehta
Subject: FW: PCR Alert - Jeffrey Epstein [I]
Importance: High
Classification: For internal use only
Hi AML--
This is a rush request. We need to reopen an account that was auto-closed
today and are waiting on the KYC.
Please clear the following PCR alert on Jeffrey Epstein (KYC 01469735). This
alert is for Jeffrey S. Epstein, our client is Jeffrey Edward Epstein, so
this is a false positive. Passport and alert attached.
Thanks,
JJ
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JJ Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel.
EFTA01402946
Mobile
Email
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From: Akshay Davera
Sent: Monday, October 05, 2015 10:14 AM
To: Jj Litchford
Cc: PWM BIS-Research; PWMUS AMLKYC
Subject: PCR Alert - Jeffrey Epstein [I]
Classification: For internal use only
Hello
Attached is the alerts for the party mentioned above. Please note that
clearance from compliance is required prior to KYC approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to
compliance.
Receive confirmation from compliance that alert can be removed from the
queue.
Include copies of all responses along with your KYC.
Thanks
Kind regards,
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Akshay Davera
EFTA01402947
Operations Analyst I Transaction Approval Group I Business Information Search
DBOI Global Services Private Limited
Private Wealth Management
A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City
SEZ, 302029 Jaipur, India
Tel.
Mobile
Email
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EFTA01402948