Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]
From: Jj Litchford <jj.litchford@db.com>
Date: Mon, 05 Oct 2015 13:38:01 -0400
To: Vaishali-P Mehta <vaishali-p.mehta@db.com>
Classification: For internal use only
Thanks
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JJ Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel. +1.212.454.2879
Mobile +1.407.342.5115
Email jj.litchford@db.com
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From: Vaishali-P Mehta
Sent: Monday, October 05, 2015 1:37 PM
To: Jj Litchford
Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]
Classification: For internal use only
Either Kim or Andrew one of these 2
Vaishali Mehta
EFTA01403202
AVP Anti-Money Laundering Business Risk
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
60 Wall Street, 27th Floor, 10005-2836 New York, NY, USA
Tel. +1(212)250-0644
Mobile +1 (347)963-6736
Email vaishali-p.mehta@db.com
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From: Jj Litchford
Sent: Monday, October 05, 2015 1:37 PM
To: Vaishali-P Mehta
Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]
Classification: For internal use only
Who should I pester about that? Kim?
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JJ Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel. +1.212.454.2879
Mobile +1.407.342.5115
Email jj.litchford@db.com
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EFTA01403203
From: Vaishali-P Mehta
Sent: Monday, October 05, 2015 1:36 PM
To: Jj Litchford; PWMUS AMLKYC
Cc: Armen Brash
Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]
Classification: For internal use only
Thanks Jj
I will forward it to compliance as soon as it hits my queue — currently with
Office Director
Regards,
Vaishali Mehta
AVP Anti-Money Laundering Business Risk
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
60 Wall Street, 27th Floor, 10005-2836 New York, NY, USA
Tel. +1(212)250-0644
Mobile +1 (347)963-6736
Email vaishali-p.mehta@db.com
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From: Jj Litchford
Sent: Monday, October 05, 2015 1:19 PM
EFTA01403204
To: PWMUS AMLKYC
Cc: Armen Brash; Vaishali-P Mehta
Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]
Classification: For internal use only
Thank you!
Vaishali—this has been submitted.
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JJ Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel. +1.212.454.2879
Mobile +1.407.342.5115
Email jj.litchford@db.com
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From: Renee Salhi On Behalf Of PWMUS AMLKYC
Sent: Monday, October 05, 2015 1:13 PM
To: Jj Litchford; PWMUS AMLKYC
Cc: Armen Brash; Vaishali-P Mehta
Subject: CLEARED: PCR Alert - Jeffrey Epstein [I]
Classification: For internal use only
Hello Jj,
EFTA01403205
AML Compliance has reviewed the PCR alert generated for Jeffrey Epstein, UBO
and Signatory on the accounts of Mort, Inc. Mr. Epstein is an existing
client of the Private Bank.
The subject of the alert is Jeffrey S. Epstein who resides in
Farmingham, Massachusetts, United States.
Our client is Jeffrey E. Epstein who resides in St. Thomas, U.S.
Virgin Islands and has no address history in Massachusetts according to
LexisNexis.
AML Compliance clears this alert from an AML perspective as the location and
middle initial of the client does not match that of the alert subject.
Kind regards,
Renee Salhi
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Renee Salhi
Associate I AML Compliance Officer
Deutsche Bank Securities Inc.
Private Wealth Management - AML Compliance
5022 Gate Parkway, Suite 400
Jacksonville, Florida 32256. USA
Tel. +1(904)271-3567
Email renee.salhi@db.com
Visit us: http://www.db.com
{cid:2 =0ABBF490DFF5ECF48f9e8a93df9386909@db.com}
From: Jj Litchford
Sent: Monday, October 05, 2015 10:24 AM
To: PWMUS AMLKYC
Cc: Armen Brash; Vaishali-P Mehta
Subject: FW: PCR Alert - Jeffrey Epstein [I]
EFTA01403206
Importance: High
Classification: For internal use only
Hi AML--
This is a rush request. We need to reopen an account that was auto-closed
today and are waiting on the KYC.
Please clear the following PCR alert on Jeffrey Epstein (KYC 01469735). This
alert is for Jeffrey S. Epstein, our client is Jeffrey Edward Epstein, so
this is a false positive. Passport and alert attached.
Thanks,
JJ
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JJ Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel. +1.212.454.2879
Mobile +1.407.342.5115
Email jj.litchford@db.com
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From: Akshay Davera
Sent: Monday, October 05, 2015 10:14 AM
To: Jj Litchford
Cc: PWM BIS-Research; PWMUS AMLKYC
EFTA01403207
Subject: PCR Alert - Jeffrey Epstein [I]
Classification: For internal use only
Hello
Attached is the alerts for the party mentioned above. Please note that
clearance from compliance is required prior to KYC approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to
compliance.
Receive confirmation from compliance that alert can be removed from the
queue.
Include copies of all responses along with your KYC.
Thanks
Kind regards,
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Akshay Davera
Operations Analyst I Transaction Approval Group Business Information Search
DBOI Global Services Private Limited
Private Wealth Management
A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City
SEZ, 302029 Jaipur, India
Tel. +212(469)2364
Mobile +91 9799538143
Email akshay.davera@db.com
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EFTA01403208
EFTA01403209