Subject: Re: KYC for Brokerage [I]
From: Vahe Stepanian
Date: Wed, 24 Jul 2013 14:15:16 -0400
To: Amanda Kirby < =la
Cc: Jay Lipman <
Classification: For internal use only
Thanks Amanda.
From: Amanda
To: Vahe , Jay
Date: 07/24/2013 01:59 PM
Subject: KYC for Brokerage [I]
Classification: For internal use only
Hello Gentleman!
I copied you both on an email with account opening docs for Southern
Financial, LLC and Southern Trust Company, Inc. Below I am attaching all the
documents I have for a KYC on your end. I also have a KYC for the checking
accounts so let me know if you have any questions. I'm pretty sure everything
is attached below but if you need something else let me know and I'm sure I
have it somewhere. I'm out tomorrow and Friday but will have access to my
blackberry and can call either of you if you have any questions (minus my
flight from noon-4 tomorrow).
Thanks!
Amanda
[attachment "Authoirzation of inquiry capabilities.pdf" deleted by Vahe
Stepanian/db/dbcom] [attachment "Certificate of Good Standing - Southern
Trust.pdf" deleted by Vahe Stepanian/db/dbcom] [attachment "JEpstein ID and
Social.pdf" deleted by Vahe Stepanian/db/dbcom] [attachment "SF Operating
Agreement.pdf" deleted by Vahe Stepanian/db/dbcom] [attachment "Shareholder
info.pdf" deleted by Vahe Stepanian/db/dbcom] [attachment "Southern
Trust-Infomatics Articles of Incorporation and Backgrouns.pdf" deleted by Vahe
Stepanian/db/dbcom] [attachment "SouthernFin Cert of Existence- SouthernTry
Cert of Good Standing.pdf" deleted by Vahe Stepanian/db/dbcom] [attachment
"W-9 ST and SF.pdf" deleted by Vahe Stepanian/db/dbcom]
EFTA01404985