Subject: Richard D Kahn rdc alert [I]
From: PWM BIS-Research <
Date: Tue, 03 Sep 2013 16:31:55 -0400
To: Amanda Kirby < •>
Cc: PWMUS AMLKYC
Classification: For internal use only
Hello,
Attached is an alert for the party mentioned above. Please note that
clearance from compliance is required prior to KYC approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to
compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC.
(See attached file: Richard D Kahn rdc alert.pdf) (See attached file:
Richard D Kahn rdc alert_l.pdf)
Regards
Urvashi
EFTA01405159