Subject: RE: Approval Required on $23mn Wire [I]
From: Cynthia Rodriguez
Date: Tue, 22 Nov 2016 15:11:01 -0500
To: Matthew Schaefer
bsoexceptions@list.db.com,
PWM SPG
Cc: Stewart Oldfield
Hi Matthew,
For some reason, the updated signature card is not in the repository.
Attached is the POA on file for this company. The corporate resolution can
also be found in approved KYC case 01195100. Please let me know if you need
anything else for this.
Kind regards,
Cynthia Rodriguez
fcid:image001.png@OlD0778D.2D49CDD01
Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Fax
Email
From: Matthew Schaefer
Sent: Tuesday, November 22, 2016 3:00 PM
To: Cynthia Rodriguez; 'bsoexceptions@list.db.com'; PWM SPG
Cc: Stewart Oldfield
EFTA01414826
Subject: RE: Approval Required on $23mn Wire [I]
Classification: For internal use only
Hi Cynthia,
Please send me the client's signature card.
Kind regards,
Matthew Schaefer
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Matthew Schaefer
Regulatory Analyst I Supervisory Principals Group
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Managment
5022 Gate Parkway, Suite 400, 32256
Jacksonville, USA
Mail Sto : JCK01-0231
Tel.
Mobil
Email
From: Cynthia Rodriguez [mailto:
Sent: Tuesday, November 22, 2016 2:27 PM
To: 'bsoexceptions@list.db.com' <bsoexceptions@list.db.com>; PWM SPG
aa'
Cc: Stewart Oldfield
Subject: Approval Required on $23mn Wire
Importance: High
EFTA01414827
Hello,
Our client, Southern Trust Company, would like to internally transfer $23mn
into their brokerage account under the name of The Haze Trust. Please see
attached letter of instruction. The callback was made to the phone number on
file, and confirmed by Darren Indyke who is the signatory on the account.
Please provide approval to process this wire today. Thank you.
Kind regards,
Cynthia Rodriguez
{cid:image001.png@OlD0778D.2D49CDD0}
Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Fax
Email
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
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material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01414828
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01414829