Subject: Inquiry Regarding Account 44129244, Client: SOUTHERN TRUST COMPANY,
INC.; Case No. 144434 - DUE October 30 [I]
From: Amlcompliance Inquiries
Date: Mon, 23 Oct 2017 10:17:00 -0400
To: Stewart Oldfield
Cc: Amlcompliance Inquiries
Cynthia Rodrigue ,
Andrew Gallivan
Classification: For internal use only
Good Morning:
The above referenced account has had the following activity. To assist in
this review and further document your supervision of this account, please
provide information regarding the following transactions. Your complete
response must be received within 5 business days.
Outgoing Wire
09/19/2017, $78,938.00, ALPHA GROUP CAPITAL LLC at BANK OF AMERICA , N.A., NY
1. Please explain the purpose of this Outgoing Wire.
2. Please explain the relationship between the Client and Counterparty.
3. Please explain the business activities of the Counterparty.
Please provide any additional pertinent information.
Thank you in advance for your prompt attention to this matter.
EFTA01416615
Best Regards/Mit freundlichen GrOgen,
PWM AML Compliance
Deutsche Bank
60 Wall St., 23 Floor
New York, NY 10005 - 2836
PLEASE NOTE: YOU ARE BEING CONTACTED BECAUSE YOU ARE LISTED AS THE PRIMARY
OFFICER FOR THIS ACCOUNT ON GCIS. IF YOU ARE NOT THE CURRENT PRIMARY
OFFICER, PLEASE LET ME KNOW IMMEDIATELY, SO THAT I MAY FORWARD THIS EMAIL TO
THE APPROPRIATE PARTY.
Do not forward this e-mail or any attachment directly to the client.
EFTA01416616