Subject: Your KYC has been rejected
From: Kshitij Golani
Date: Wed, 05 Jul 2017 16:23:08 -0400
To:
Your KYC has been rejected.
Case #:
Relations ip: SOUTHERN FINANCIAL RELATIONSHIP
Customer Name: Zorro Management, LLC
Customer Number:
Reason for Rejection:l. Please change RDC Searches complete — Negative news
found under section C and then summarize the results under section D. Please
also address the court cases listed under Jeffrey Epstein's,
searches in this section as well.
2. Please populate Volcker status for all entities.
3. There are 2 Jeffrey Epsteins listed under JEGE LLC. Please remove
one.
4. As per the driver's license, the legal name of the signatory is —
Jean Anne Brennan-Wiebracht. Please fix the legal name in the system and re-
run searches accordingly.
5. Please provide Certificate of Good Standing for all entities dated
within 6 months.
6. Please ensure the account opening date for all account holders is
accurate.
7. Please tag the UBO as a PEP due to his close relationship with Bill
Clinton and Prince Andrew. Please make sure to add this reasoning as well.
8. Please confirm if there are any material changes and how the client
was contact to confirm this information. You can add a case comment
addressing this point.
9. Please update the expected assets in the account after 90 days/120
days fields as the values entered does not match up with what is in the
account today.
To view the KYC click here
EFTA01416621