EFTA01420655

FX True/False Database ID Version Status Structure ID Trade Type Trade Date Expi ry Date Settlement Date FarSettlement Date Counterparty Currency Pair Notional Amount Coun ter CCY Amount Strike Call/Put Premium Amount Premium Currency Trader Rate Mark Up Mark Up CCY Salesperson Source System Notes Product Type 401209 Revenue (USD ) Revenues (EUR) Revenues (USD) TRUE 1.607091749E9 3 Open 6.83213634E8 FxNonDeliverableForward 01/24/18 03/0 5/18 7-Mar-18 SOFL USDARS -2738023.95 54870000 20.04 - - 20.02 2833 U-SD MAXMCHR RMS DF Mid 48 Ex pts 48.46 FxNonDeliverableForw and 0 0 2833 TRUE 1.607099785E9 3 Open 6.83216245E8 FxNonDeliverableForward 01/24/18 06/1 3/18 15-Jun-18 SOFL USDARS -1422930.54 29910000 21.02 - 20.99 2086 U-SD MAXMCHR RMS df mid 143 Ex pts 146 FxNonDeliverableForward 0 0 2086 TRUE 1.608439409E9 4 Open 6.83661816E8 FxEuroOpt 01/25/18 04/26/18 30-Apr-18 SOFL EURUSD -8500000 10455000 1.23 P 100000 USD 2500 EUR AGLIJOE RMS mid 97,260 FxEuroOpt O 2500 T-RUE 1.618883809E9 3 Open 6.87168986E8 FxEuroOpt 02/12/18 04/26/18 30-Apr-18 SOFL EURUSD 8500000 -10455000 1.23 O -128000 USD 3125 EUR D-RUBIN RMS FxEuroOpt 0 3125 TRUE 1.632404274E9 1 Open 6.91750475E8 FxSpot 03/08/18 12-Mar-18 SOFL EURCHF 10000000 -11697050 1.169705 2-563.32 EUR MAXMCHR RMS FxSpot 0 2563.32 TRUE 1.632474102E9 1 Open 6.91773044E8 FxSpot 03/08/18 12-Mar-18 SOFL USDCHF 6264.48 -5950 0.9498 - 0.9498 - MAXM CHR RMS FxSpot 0 0 TRUE 1.656405934E9 4 Open 6.99909007E8 FxForward 04/30/18 1-Ju n-18 SOFL USDPLN -1367521.37 4800000 3.51 - - - -3.508679 426.29 EUR MAXMCHR RMS DF Mid -10.36 Ex pts 4 FxForward 0 426.29 TRUE 1.658505846E9 2 Open 7.00611175E8 FxNonDeliverableForward 05/03/18 06/1 5/18 19-Jun-18 SOFL USDARS -2502421.77 58381500 23.33 - 23.28 5871 USD AGLIJOE RMS mid pts = FxNonDeliverableForward 0 0 5871 TRUE 1.660577771E9 2 Open 7.01304249E8 FxNonDeliverableForward 05/08/18 06/1 3/18 15-Jun-18 SOFL USDARS -1235950.41 29910000 24.20 - - 24.15 2642 U-SD MAXMCHR RMS Ex pts 95 FxNonDeliverableForward 0 0 2-642 TRUE 1.664455332E9 2 Open 7.02598133E8 FxEuroOpt 05/15/18 06/14/18 18-Jun-18 SOFL EURUSD -10000000 11800000 1.18 P 41250 USD -19428.20 EUR MAXMCHR RMS - FxEuroOpt O -19428.20 TRUE 1.664455333E9 2 Open 7.02598133E8 FxEuroOpt 05/15/18 06/14/18 18-Jun-18 SOFL EURUSD 20000000 -23200000 1.16 P 0 USD 32534.85 EUR MAXMCHR RMS - FxEuroOpt O 32534.85 TRUE 1.664455334E9 2 Open 7.02598133E8 FxEuroOpt 05/15/18 06/14/18 18-Jun-18 SOFL EURUSD -10000000 11500000 1.15 P 0 USD -8934.44 EUR MAXMCHR RMS - FxEuroOpt O -8934.44 TRUE 1.671991591E9 4 Open 7.05132082E8 FxSwap 05/29/18 - 07-F eb-18 SOFL USDPLN - 1292186.18 - - 3-.714434 60 EUR MAXMCHR RMS DF mid -23.50 Ex pts -15.65 FxSwap 0 60 TRUE 1.674125364E9 6 Open 7.05849143E8 FxEuroOpt 05/31/18 06/14/18 18-Jun-18 SOFL EURUSD 10000000 -11800000 1.18 P -68500 USD 3500 EUR MAXMCHR RMS FxEuroOpt 0 3500 T-RUE 1.674125365E9 3 Open 7.05849143E8 FxEuroOpt 05/31/18 06/14/18 18-Jun-18 SOFL EURUSD -20000000 23200000 1.16 P 0 USD MAXMCHR RMS - FxEuroOpt 0 0 T-RUE 1.674125366E9 3 Open 7.05849143E8 FxEuroOpt 05/31/18 06/14/18 18-Jun-18 SOFL EURUSD 10000000 -11500000 1.15 P 0 USD MAXMCHR RMS - FxEuroOpt 0 0 TRUE 1.638771734E9 3 Open 6.93848144E8 FxSpot 03/21/18 23-Mar-18 401209 EURUSD - 398769.28 489788.37 1.22825 - - 1.22825 - MAXMCHR RMS n4g023804/1.22855/EUR FxSpot 119.63078399998683 0 T-RUE 1.641932758E9 2 Open 6.94925985E8 FxSpot 03/27/18 29-Mar-18 401209 EURUSD - 391373.62 485420.70 1.2403 - 1.2403 - MAXMCHR RMS N4G023804/1.2408/EUR FxSpot 195.68680999997844 0 T-RUE 1.662455019E9 2 Open 7.01917771E8 FxSpot 05/10/18 14-May-18 401209 EURUSD 909941.10 -1085168.46 1.19257 - - 1.19257 - MAXMCHR RMS n4g023804/1.19207/EUR FxSpot 454.97054999994987 0 T-RUE 1.67910758E9 2 Open 7.07500186E8 FxForward 06/11/18 14-J un-18 - 401209 USDJPY -205435.04 22606709 110.0431 - 110.0431 - MAXMCHR RMS N4G023804/110.0439/JPY FxForward 1-.4934878424 873252 0 TRUE 1.679109614E9 2 Open 7.07500886E8 FxSpot 06/11/18 13-Jun-18 401209 USDHKD -2317868.49 1.818727098E7 7.84655 - 7.84655 - MAXMCHR RMS N4G023804/7.84855/HKD FxSpot 590.7993933641599 0 T-RUE 1.682191553E9 2 Open 7.08504429E8 FxSpot 06/15/18 20-Jun-18 401209 USDHKD - 125157.76 982444.65 7.84965 - 7.84965 - MAXMCHR RMS n4g023804/7.8510/HKD FxSpot 21.52490569643880-7 0 -1 384.1059309030009 16346.819999999998 13432 EURUSD 1.16 EFTA01420655 in USD-> AA26*1.16=18962.311199999996 TOTAL AA28+AB26=32394.311199999996 &aerial unicode ms,Regular"For internal use only EFTA01420656 OTC Counterparty Name Coverage Office Location TRADE ID Trade Description Trad e Date Maturity Date Notional Revenue Southern Financial LLC (SOUTHFINANMD) Terri Sohrab (MZ) NY ND814115M 3M1 5Yr10YR curve cap 01/12/18 04/12/18 100000000 4000 Southern Financial LLC (SOUTHFINANMD) Terri Sohrab (MZ) NY D814527N 2yr swap 01/12/18 01/16/20 12800000 2500 Southern Financial LLC (SOUTHFINANMD) Terri Sohrab (MZ) NY ND814115M Unwind 3M1 5 Yr10YR curve cap 01/12/18 04/12/18 100000000 0 Southern Financial LLC (SOUTHFINANMD) Terri Sohrab (MZ) NY D814527N Unwind 2yr s wap 01/12/18 01/16/20 12800000 0 Southern Financial LLC (SOUTHFINANMD) Terri Sohrab (MZ) NY G175714L lOy xccy ass et swap (XS1715303779) 04/13/18 01/15/28 1232550 18488.25 Southern Financial LLC (SOUTHFINANMD) Terri Sohrab (MZ) NY G175714L lOy xccy ass et swap (XS1715303779) 05/10/18 05/14/18 1232550 2000 Southern Financial LLC (SOUTHFINANMD) Terri Sohrab (MZ) NY NG310526M 2y 10y2y Cur ve Cap 0.07% strike 05/22/18 05/22/20 45000000 6750 Southern Financial LLC (SOUTHFINANMD) Terri Sohrab (MZ) NY NG348669M 2y 10y2y Cur ve Cap 0.10% strike 06/01/18 06/01/20 45000000 6750 SUM(12:19)=40488.25 &"arial unicode msf Regular"For internal use only EFTA01420657 FI As of Date Security Description B/S Amount Price Settle Date Counterparty Tota 1 Commission Currency Identifier 01/25/2018 BPL 6 3/8 01/22/78 5 1000 101.875 01/29/2018 N4G0238121 1250 USD 118230A50 01/25/2018 FTR 8 1/2 04/15/20 1000 96.158 01/29/2018 N4G0238041 1250 USD 35906AAH1 03/20/2018 SERV 7 1/4 03/01/38 500 100.475 03/22/2018 N4G0238041 625 USD 81760NAB5 03/29/2018 AIZ 7 03/27/48 5 2000 102 04/03/2018 N4G0238041 2500 USD 04621XAK4 04/13/2018 ARGENT 5 1/4 01/15/28 S 1000 100.85 04/17/2018 N4G0238041 1400 EUR X51715303779 05/08/2018 ARGENT 5 1/4 01/15/28 B 1000 89.34 05/10/2018 N4G0238041 0 EUR X51715303779 05/18/2018 4BSSBZ 7 3/4 10/28/20 5 1000 102.655 05/22/2018 N4G0238041 1250 USD USA29866AA70 06/01/2018 DB 4 7/8 12/01/32 5 1000 86.825 06/05/2018 N4G0238041 1250 USD 251526BN8 06/01/2018 DB 4.296 05/24/28 5 1000 91.777 06/05/2018 N4G0238041 1250 USD 251525AM3 SUM(H2:H10)=10775 Snarial unicode ms,Regular"For internal use only EFTA01420658