Subject: RE: ****REVISED**** RE: Non Post Transactions 05-09-2019 For AC
42953432 [I]
From: Brigid Macias <brigid.macias@db.com>
Date: Fri, 10 May 2019 13:50:03 -0400
To: Rishabh Sharma <rishabh.sharma@db.com>,
Stewart Oldfield
Bradley Gillin <bradley.gillin@db.com>,
Monica Gilkinson <monica.gilkinson@db.com>,
Rachel Wachs <rachel.wachs@db.com>
Cc: Natalie Barak <natalie.barak@db.com>,
gtopwmbankingexceptioncheckprocessing@list.db com,
Oversight Control <oversight.control@db.com>,
Vikas Dave <vikas.dave@db.com>,
Armen Brash <armen.brash@db.com>,
Daphne Cales <daphne.cales@db.com>
Can you please call me regarding this?
Kind regards,
Brigid Macias
Brigid Macias
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue
24th Floor
New York, NY 10154
Tel. +1(212)454-2260
Fax +1(646)736-0670
Email brigid.macias@db.com
Securities offered through Deutsche Bank Securities Inc.
From: Rishabh Sharma
Sent: Friday, May 10, 2019 1:49 PM
EFTA01427087
To: Stewart Oldfield < >; Bradley Gillin
<bradley.gillin@db.com>; Monica Gilkinson <monica.gilkinson@db.com>; Rachel
Wachs <rachel.wachs@db.com>; Brigid Macias <brigid.macias@db.com>
Cc: Natalie Barak <natalie.barak@db.com>.;
egtopwmbankingexceptioncheckprocessing@list.db.com'
<gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control
<oversight.control@db.com>; Vikas Dave <vikas.dave@db.com>; Armen Brash
<armen.brash@db.com>; Daphne Cales <daphne.cales@db.com>
Subject: ****REVISED**** RE: Non Post Transactions 05-09-2019 For AC
42953432 [I]
Classification: For internal use only
Hello,
Please provide update on below before our cutoff of 2:30 PM EST.
We cannot hold both these Debit and Credit breaks in our Non post GL, hence
would need your decision today.
Regards,
Rishabh Sharma
fcid:image003.png@OlD2OF46.0F9EFA101
DBOI Global Services Private Limited
COO Wealth Management Operations
Global Business Services
A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City
SEZ, 302029 Jaipur, India
Tel. 44207-3382685
Mobile +91 9610222223
Email : rishabh.sharma@db.com
EFTA01427088
Please send all the Banking related Queries to our new Group E-mail ID
gtopwmbankingexceptioncheckprocessing@list.db.com
From: Naveen Bagaria [mailto:naveen.bagaria@db.com]
Sent: Friday, May 10, 2019 11:42 AM
To: Brigid Macias <bri id.macias@db.com>
Cc: Stewart Oldfield ; Natalie Barak
<natalie.barak@db.com>; 'gtopwmbankingexceptioncheckprocessing@list.db com'
<gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control
<oversight.control@db.com>
Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I]
Classification: For internal use only
Absolutely not, Brigid.
This account # 42953432 doesn't even have a penny at this moment. Both the
credit and debit transaction for 100K got stuck in Non Post as the account
is closed. In order to pass both these transactions using this account — it
needs to be open & active.
And most importantly if you wish to close the account again, you need to
make sure that happens the next day. Please let me know if this makes sense?
Regards
Naveen Bagaria
COO - Wealth Management Operations
EFTA01427089
DBOI Global Services Private Limited
Tel: +1(212)469-2366 I VOIP: +44(207) 5419141
Fex: +1(212)669-3854 I Cell: +91-9950020020
Please send all Banking related queries to our new Group E-mail ID -
gtopwmbankingexceptioncheckprocessing@list.db.com
From: Brigid Macias [mailto:brigid.macias@db.com]
Sent: Friday, May 10, 2019 11:33 AM
To: Ankit-Kumar Sharma <ankit-kumar.sharma@db.com>; Bhavesh Chandani
<bhavesh.chandani@db.com>
Cc: Stewart Oldfield Natalie Barak
<natalie.barak@db.com>; 'gtopwmbankingexceptioncheckprocessing@list.db com'
<gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control
<oversight.control@db.com>
Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I]
This account 42953432.
Kind regards,
Brigid Macias
fcid:image001.png@OlD50725.12063A001
Brigid Macias
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue
24th Floor
New York, NY 10154
Tel. +1(212)454-2260
Fax +1(646)736-0670
EFTA01427090
Email brigid.macias@db.com
Securities offered through Deutsche Bank Securities Inc.
From: Ankit-Kumar Sharma
Sent: Friday, May 10, 2019 11:32 AM
To: Brigid Macias <brigid.macias@db.com>; Bhavesh Chandani
<bhavesh.chandani@db.com>
Cc: Stewart Oldfield < >; Natalie Barak
<natalie.barak@db.com>; 'gtopwmbankingexceptioncheckprocessing@list.db.com'
<gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control
<oversight.control@db.com>
Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I]
Hi Brigid,
Which account?
Kind regards ?
{cid:image001.png@OlD1D7AA.4A648990}
Ankit Kumar Sharma
Analyst I PWM-US Ops — Banking
COO - Wealth Management Operations
DBOI Global Services Private Limited
A-1 Tower , Evolve - Mahindra Technology Park, Inside Mahindra World City
SEZ, 302029 Jaipur, India
Tel: +44(207)3383887
Mobile +91 7760538339
EFTA01427091
Email ankit-kumar.sharma@db.com
Please send all Banking related queries to our new Group E-mail ID -
gtopwmbankingexceptioncheckprocessing@list.db.com
From: Brigid Macias [mailto:brigid.macias@db.com]
Sent: Friday, May 10, 2019 11:27 AM
To: Bhavesh Chandani <bhavesh.chandani@db.com>
Cc: Stewart Oldfield <I >; Natalie Barak
<natalie.barak@db.com>; egtopwmbankingexceptioncheckprocessing@list.db com'
<gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control
<oversight.control@db.com>
Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I]
Importance: High
Can we post to this account? Will the account be overdrawn?
Kind regards,
Brigid Macias
fcid:image001.png@OlD50725.12063A001
Brigid Macias
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue
24th Floor
New York, NY 10154
Tel. +1(212)454-2260
Fax +1(646)736-0670
Email brigid.macias@db.com
Securities offered through Deutsche Bank Securities Inc.
EFTA01427092
From: Bhavesh Chandani
Sent: Friday, May 10, 2019 11:24 AM
To: Brigid Macias <bri id.macias@db.com>
Cc: Stewart Oldfield ; Natalie Barak
<natalie.barak@db.com>; egtopwmbankingexceptioncheckprocessing@list.db.com'
<gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control
<oversight.control@db.com>; Rishabh Shah <rishabh.shah@db.com>; Rishabh
Sharma <rishabh.sharma@db.com>
Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I]
Classification: For internal use only
Hi Brigid,
For the below account client submitted a wire yesterday.
As yesterday you also submitted a case to close the account, so when the
night batch ran it got account closed so the entry was bounced back to non -
post.
Please let me know if I can call you regarding the same.
Kind Regards?
Bhavesh Chandani
{cid:image002.png@OlD1AB5D.AD617A90}
Bhavesh Chandani
EFTA01427093
Process Supervisor I PWM US Operations
DBOI Global Services Private Limited
C00 Wealth Management Operations
A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City -
SEZ, 302029 Jaipur, India
Mobile +91 9649714442
VOIP 44207-5419137
telephone: +1(212)-469-2362
Email bhavesh.chandani@db.com
{cid:image003.png@01D424E9.BC333740}
Integrity I Sustainable Performance Client Centricity Innovation I
Discipline I Partnership
Please send all the Banking related Queries to our new Group E-mail ID
gtopwmbankingexceptioncheckprocessing@list.db.com
From: Rishabh Shah [mailto:rishabh.shah@db.com]
Sent: Friday, May 10, 2019 10:57 AM
To: Rishabh Sharma <rishabh.sharma db.com>
Cc: Stewart Oldfield ; Brigid Macias
<brigid.macias@db.com>; Natalie Barak <natalie.barak@db.com>;
'gtopwmbankingexceptioncheckprocessing@list.db.com'
<gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control
<oversight.control@db.com>
Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I]
Please advise Brigid on below.
Regards,
EFTA01427094
fhttps://brandportal.intranet.db.com/img/modules/-
DAWM_logo_metallic 46x46.gifl
RISHABH SHAH
Wealth Management
(PWM US OPS - BANKING)
DBOI Global Services Pvt Ltd.
Deutsche Bank Group
A-1 & A-2, Evolve - Mahindra Technology Park,
Inside Mahindra World City - SEZ, 302029 Jaipur, India
From: Brigid Macias
Sent: Friday, May 10, 2019 9:49 AM
To: Rishabh Shah <rishabh.shah@db.com>
Cc: Oversight Control <oversight.control@db.com>; Natalie Barak
<natalie.barak@db.com>; Stewart Oldfield ‹ >
Subject: FW: Non Post Transactions 05-09-2019 For AC 42953432 [I]
Importance: High
Good Morning,
Can you please advise what this means? The client put up case 02087161 on
5/9 so the funds should have been deducted yesterday from the account.
Kind regards,
Brigid Macias
EFTA01427095
fcid:image004.png@OlD50722.6987E0801
Brigid Macias
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue
24th Floor
New York, NY 10154
Tel. +1(212)454-2260
Fax +1(646)736-0670
Email brigid.macias@db.com
Securities offered through Deutsche Bank Securities Inc.
From: Rishabh Sharma
Sent: Friday, May 10, 2019 9:06 AM
To: Stewart Oldfield a; Bradley Gillin
<bradley.gillin@db.com>; Monica Gilkinson <monica.gilkinson@db.com>; Rachel
Wachs <rachel.wachs@db.com>
Cc: Igtopwmbankingexceptioncheckprocessing@list.db.come
<gtopwmbankingexceptioncheckprocessing@list.db.com>; Debra Jasper
<debra.jasper@db.com>; Halina Laczny <halina.laczny@db.com>; Oversight
Control <oversight.control@db.com>
Subject: Non Post Transactions 05-09-2019 For AC 42953432 [I]
Classification: For internal use only
Hi Team,
Please advise, if the below transaction(s) are okay to post or not:-
Please note A/C is closed : 05/09/2019
5 42-953-432 HYPERION AIR, L 286 100,000.00 ACCOUNT CLOSED 997000509092719
524 N
REF 1290927L FUNDS TRANSFER FRM DEP 35269691
EFTA01427096
FROM
5 42-953-432 HYPERION AIR, L 822 100,000.00 ACCOUNT CLOSED 998000509110307
521 N
TO MANUFACTURERS A ND TRADERS TRUST C 0 A/C 9852497537 I
NTERNATIONAL JET I NTERIORS, INC.
If any of the transactions are deemed fraudulent, you must immediately
notify your business manager and report the fraud to PBFraudReporting.
Please follow the steps detailed in the fraud procedures.
https://awm.wm.intranet.db.com/forms/private-bank-forms-account-agreements/-
fraud
Regards,
Rishabh Sharma
{cid:image003.png@01D20F46.0F9EFA10}
DBOI Global Services Private Limited
COO Wealth Management Operations
Global Business Services
A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City
SEZ, 302029 Jaipur, India
Tel. 44207-3382685
Mobile +91 9610222223
Email : rishabh.sharma@db.com
Please send all the Banking related Queries to our new Group E-mail ID
gtopwmbankingexceptioncheckprocessing@list.db.com
EFTA01427097
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EFTA01427098
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This e-mail may contain confidential and/or privileged information. If you
are not the intended recipient (or have received this e-mail in error)
please notify the sender immediately and destroy this e-mail. Any
unauthorized copying, disclosure or distribution of the material in this e-
mail is strictly forbidden.
Privacy of communications
In order to monitor compliance with legal and regulatory obligations and our
policies, procedures and compliance programs, we may review emails and
instant messages passing through our IT systems (including any personal data
and customer information they contain), and record telephone calls routed
via our telephone systems. We will only do so in accordance with local laws
and regulations. In some countries please refer to your local DB website for
a copy of our Privacy Policy.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
EFTA01427099