Subject: Re: Urgent Request [SC]
From: Stewart Oldfield aMI >
Date: Wed, 17 Jul 2019 07:11:25 -0400
To: Kimberly Hart e >
I think that's a data issue which stopped reporting the IWP brokerage
assets. Which is why I got that info from Liam and added it to the balances
I saw on the report from Donna's team for this year. Leslie Roth is trying
to reconcile.
Stewart Oldfield, CFA, CAIA
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
Mobile
Email
Securities offered through Deutsche Bank Securities Inc.
On Jul 17, 2019, at 7:02 AM, Kimberly Hart e > wrote:
What caused the asset drop in mid 2018?
Kimberly Hart
Managing Director I Divisional Control Officer
Wealth Management Americas
Deutsche Bank Trust Company Americas
345 Park Avenue, New York, NY 10154
Tel.
Fax
Mobile
Email
Securities offered through Deutsche Bank Securities Inc
On Jul 16, 2019, at 4:36 PM, Stewart Oldfield e >
wrote:
EFTA01432355
> Classification: Strictly Confidential
From: Donna Kerrigan
Sent: Tuesday, July 16, 2019 3:25 PM
To: Leslie Roth
Cc: Robert Frohlich Stewart Oldfield
Subject: FW: Urgent Request [C]
Classification: Confidential
Leslie — Please can you address this request as a matter of urgency and also
confirm if this account was impacted by missing Brokerage assets last year.
Thanks
From: Stewart Oldfield
Sent: Tuesday, July 16, 2019 3:12 PM
To: Robert Frohlich ; Donna Kerrigan
Subject: RE: Urgent Request [C]
Classification: Confidential
Rob,
Could you break out brokerage vs. non-brokerage assets? I don't think we
had such a substantial volume drop in July '18, and wonder if that's a
brokerage data issue.
EFTA01432356
Thanks
From: Robert Frohlich
Sent: Tuesday, July 16, 2019 2:45 PM
To: Donna Kerrigan <
Cc: Stewart Oldfield
Subject: RE: Urgent Request [C]
Classification: Confidential
Here you go — also attaching the underlying data from GMIS which includes
the product type and client names as well as USD.
Sum of EUR
Categorie
relationship reference*
YearMonth
Revenues
Volume
SOUTHERN FINANCIAL
201801
118,719
177,123,487
201802
92,880
192,177,294
EFTA01432357
201803
101,339
183,554,497
201804
97,754
184,758,913
201805
116,122
198,312,507
201806
95,070
187,089,834
201807
66,734
57,351,765
201808
66,126
54,371,862
201809
107,091
45,601,540
201810
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49,525
35,139,451
201811
48,090
32,853,375
201812
44,107
29,557,911
201901
53,541
33,911,566
201902
111,403
42,167,771
201903
48,774
8,262,610
201904
9,379
2,004,182
201905
799
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30
201906
4
30
Kind regards,
Rob Frohlich
<image001.gif>
Robert Frohlich
Deutsche Bank AG, Filiale New York
Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Mobile
Email
From: Donna Kerrigan
Sent: 16 July 2019 13:34
To: Robert Frohlich <le >
Cc: Stewart Oldfield
Subject: Urgent Request [C]
Classification: Confidential
Hi Rob - Please can you pull Southern Financial Revenues and CBV by Product
and Month beginning January 2018.
EFTA01432360
Thanks,
Donna
EFTA01432361