Subject: Assistance required in resolving Rejection Points - KYC # 01977703
[I]
From: Mayur Rathod <mayur.rathod@db.com>
Date: Tue, 23 Oct 2018 05:16:45 -0400
To: Bradley Gillin <bradle . illin@db.com>
Cc: Stewart Oldfield
Vijay-A Sawant <vijay-a.sawant@db.com>,
Vinita Advani <vinita.advani@db.com>
Classification: For internal use only
Hi Brad,
Good Morning!!
We require your assistance in resolving below rejection point —
1. Signing authority for Southern Financial LLC brokerage account: Please
address discrepancies between the KYC and NetX. The attached LLC resolution
is for the banking account only. In addition NETX has the signatories as
Jeffrey Epstein, Jean Anne Wiebracht, Harry Beller, Darren Indyke and Paul
Barrett has limited trading authority. The KYC only lists Jeffrey Epstein,
Jean Anne Wiebracht and Darren Indyke. Please help in getting Corporate
resolution which shows Jeffrey Epstein, Jean Anne Wiebracht, Harry Beller,
Darren Indyke as signatories and Paul Barrett having limited trading
authority.
Thanks & Regards
fcid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.coml
Mayur Rathod
KYC Case Representative
Deutsche CIB Centre Private Limited
Wealth Management
Floor 1, Bl, DB Centre Mumbai
Nirlon Knowledge Park, Western Express Highway, Goregaon East, Mumbai
400063, India
EFTA01435377
Tel.:
Email: mayur.rathod@db.com
EFTA01435378