Account Opening Status as of 9/11/13
1. Southern Financial: Status
a. Brokerage Account: Opened
b. Brokerage Accounts Opened
c. Money Market Account ft Opened
d. Checking Account #: Opened
2. Southern Trust:
a. Brokerage Account: Opened
b. Brokerage Account: Opened
c. Money Market Account # Opened
d. Checking Account Opened
3. Personal Accounts
a. Account opening documents with client
4. Jeepers, Inc:
a. Account opening documents with client
5. Haze Trust:
a. Account opening documents to be sent to client on 9/12
6. J.E VI Foundation:
a. Account opening documents to be sent to client on 9/12
7. Butterfly Trust:
a. Account opening documents to be sent to client on 9/12
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0104260
CONFIDENTIAL SONY GM_00250444
EFTA01449029