Account Opening Status as of 9/11/13
1. Southern Financial: Status
a. Brokerage Account: Opened
b. Brokerage Account: Opened
c. Money Market Account If: Opened
d. Checking Account #: Opened
2. Southern Trust:
a. Brokerage Account: Opened
b. Brokerage Account: Opened
c. Money Market Account Opened
d. Checking Account Opened
3. Personal Accounts
a. Account opening documents with client
b. (Brokerage and Deposits)
4. Jeepers, Inc:
a. Account opening documents with client
b. (Brokerage and Deposits)
5. Haze Trust:
a. Account opening documents to be sent to client on 9/12
b. (Brokerage and Deposits)
6. J.E VI Foundation:
a. Account opening documents to be sent to client on 9/12
b. (Brokerage and Deposits)
7. Butterfly Trust:
a. Account opening documents to be sent to client on 9/12
b. Deposits only
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0104266
CONFIDENTIAL SONY GM_00250450
EFTA01449031