SOUTHERN FINANCIAL LLC
Statement of Assets, Liabilities and Shareholder's Equity
Income Tax Basis
as of June 30, 2013
ASSETS
Current assets
Cash and cash equivalents 471,577
Due from brokers 14,376,655
Marketable securities, at cost 12,251,702
Managed investment accounts, at cost 67,564,113
Total current assets 94,664,047
Other assets
Investment partnerships, at cost 40,767,537
Total other assets 40,767,537
TOTAL ASSETS 135,431,584
LIABILITIES AND MEMBER'S EQUITY
Member's equity
Member contributions 134,805,488
Net income 626,096
Total member's equity 135,431,584
TOTAL LIABILITIES AND
MEMBER'S EQUITY 135,431,584
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 104962
CONFIDENTIAL SDNY_GM_00251146
EFTA01449520