SOUTHERN FINANCIAL LLC ACCT.
For the Period 8/1/13 to 8/31113
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
8.14 Purchase GENMARK DIAGNOSTICS INC @ 9.84 J.P. MORGAN 1.000 000 9.84 (9,840.00)
8/19 SECURITIES LLC (ID: 372309-104)
8/14 Purchase MEDICINES CO at 30.25 J.P. MORGAN SECURITIES LLC 1,000 000 30.25 (30,250.00)
8/19 (ID: 584888-10-5)
8/14 Purchase NORTHERN TIER ENERGY LP 42 22.85 J.P. MORGAN 4,000 000 22.85 (91,400.00)
8/19 SECURITIES LLC (ID: 885828.10-3)
8/14 Purchase PENNYMAC MORTGAGE INVESTMENT TRUST @ 22.34 J.P. 4.000 000 22.34 (89.360.00)
8/19 MORGAN SECURITIES LLC (ID: 70931T-10-3)
6115 Purchase THIRD POINT REINSURANCE LTD @ 12 50 J.P. MORGAN 6000.000 12.50 (75.003.00)
8.20 SECURITIES LLC (ID. G6827U-10-01
8/15 Purchase MEDICAL PROPERTIES TRUST INC @ 12 75 J P 5.000 000 12.75 (63.750.00)
8120 MORGAN SECURITIES LLC (ID: 58463)-30.4)
Total Settled Securities Purchased (52,717.730.00)
Trade Dale Type Per Unit Realized
Eir.Sitlle Date Selection Method Description Quantity Amount Proceeds Cost Gain Loss
Pending Sales, Maturities, Redemptions
6128 Sale ZIONS BANCORPORATION VAR RT 09/29/2049 DTD (250,000.000) 100.10 250,250.00 (250800.00) 250.00 S
9/3 08/13/2013 (ID: 989701-BF-3)
J. P. Morgan ACOOtInt Page 31 of 48 Consolidated Statement Page 34
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0105142
CONFIDENTIAL SDNY_GM_00251326
EFTA01449688