From: Tazia Smith
Sent: 1/17/2014 12:05:24 PM
To: jeevacation@gmail.com
CC: a; Paul Morris ; Vinit Sahni ; Nav Gupta
; Vahe Stepanian
Subject: Trade Report 1/17/14 III
Classification: For internal use only
Jeffrey -
Today you bought a USDCAD 1.10/1.13, 1.17 knock-in call spread at 1.1% on $10mm USD notional ($109,995 premium
paid). Complete details below.
Speak with you soon,
Tazia
TradeType EUR
CP Call
BuySell Client Buys
Currencyl USD
Notionall 10,000,000
Currency2 CAD
Notional2 -11,000,000
Strike 1.1
ZoneCut NY: 10:00 hours (Local time in New York)
ExpiryDate Thu 17 April 2014
SettlementDate Mon 21 April 2014
FixingReference SPOT
Premium 147,945
PremiumTerms USD
PremiumDate Tue 21 January 2014
DatabaseiD 737154817
TradeType RKI
BuySell Client Sells
Currency/ USD
CP Call
Notional]. -10,000,000
Currency2 CAD
Notional2 11,300,000
Strike 1.13
ZoneCut NY: 10:00 hours (Local time in New York)
ExpiryDate Thu 17 April 2014
SettlementDate Mon 21 April 2014
Barrier 1.17
FixingReference SPOT
Premium 37,950
PremiumTerms USD
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 108078
CONFIDENTIAL SDNY_GM_00254262
EFTA01451460