nor e an P7777:5777.7 28 Jan 2014
SOUTHERN FINAN Page 2 0(2
Request 182298 t,
As of 28 Jan 14
Deutsch* Berk AO
SOUTHERN FINANCIAL. LW
Settlement NotCcy NotCcy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD)
36636443S/ SOUTHERN FXOPTION 11-Noo.2013 20-Nov.2014 25-Nov-2014 (1.0130000 00) use 101.030.000 JPY SHORT EUROPEAN CALL 1010000 (46.107.68)
710423459 FINANCIAL. LLC
366364436/ SOUTHERN FXOPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUICPEAN 0.0003 13.642 81
710423461 FINANCIAL, LLC
366364436/ SOUTHERN FXOPTION 21.Nov.2013 20-Not.2014 25-Nov.2014 Ill .CAY! CO) USD 0 JPY LONG EUROPEAN 0.0000 11,970 03
710423463 F INANCLAL. 11C
366364436/ SOUTHER! FXOPTION 21-Nov.2013 20-Nov.2014 25-Nov.2014 (2100 00) USD 0 JPY LONG ELRCPEAN 0.0000 10,440 84
710423465 FINANCLAL, LLC
3778178W SOUTHERN FXOPTION 17-Jan.2014 17-Apr-2014 2144x-1014 (10000 XO 00) USD 11,003,000.00 CAD SHORT EUROPEAN CALL 1,100D ;242 610*
737154817 FINANCIAL, LLC
377817895/ SOUTHERN FXOPTION 17-Jan-2014 IT/W.1014 21-4(.2014 {10.000.00000) USD 11.303.003 00 CAD SHORT EUROPEAN CALL 1.1303 90620.59
737154818 FINANCIAL, LLC
Subtotal: (162 043 90
Isgat (162,043.94)
Statement ID : 182298_20140128_20140129_1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109294
CONFIDENTIAL SDNY_GM_00255478
EFTA01452342