From: Engelbert Melendez
Sent: 2/5/2014 4:39:17 PM
To: Amanda Kirby I ; Brian M Biggar I I; Paul Morris
Subject: AIS Request AIS-00003326 has been Fulfilled
The Following Alternative Investment Suitability request has been Fulfilled.
AIS Request Number: AIS-00003326
Client Name : Southern Financial LLC
Comment on Approval: 1/21/2014 9:20:37 AM - Brian Biggar : Investment in this instrument must be
processed through either an Investment Advisory account or a Brokerage account.
Reason for Rejection:
Reason for Cancel:
Reason for ()Mold:
Details Link : https://na4.salesforce.com/a1R60000000plitY
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 109491
CONFIDENTIAL SDNY_GM_00255675
EFTA01452462