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- 13Feb 2014
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SOUTHERN FINANCIAL, LLC
W•08,6414
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO)
366364436! SOJTHERN FXOPTION 21-Nov.2013 20410%42014 25.1lov.2014 (1.0:0 WO CO: USD 101,000000 FY SHORT EUROPEAN CALL 1010000 }1:!C8' Et!
710423459 FINANCIAL. LLC
366364438/' SOUTHER! FXOPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 14.336 82
710423461 FINANCIAL, LLC
366364436/ SOUTHERN FXOPTION 21-Nov-2013 20-Nw•2014 25-Nov-2014 121.Ct.X.I CO) USD 0 JPY LONG EUROPEAN 0.0000 1247038
710423463 FINANCIAL. LLC
366364436/ SOUTHER! FXOPTION 21-Nov-2013 20-Nov.2014 25-Nov-2014 121030 C01 USD 0 JPY LONG ELRCPEAN 0.0000 1077320
710423465 FINANCIAL. LLC
3778178W SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10000 X000) USD 11.003003 00 CAD SHORT EUROPEAN CALL 1.1003 (121.X1 73)
737154817 FINANCIAL, LLC
377817895/ SOUTHERN FXOPTION 17-Jan-2014 17-Apr•2014 21-Apr•2014 (10.COD CEO 00) USD 11.300.003 00 CAD SHORT EIRCPEAN CALL 1.1300 23.44068
737154818 FINANCIAL, LLC
381388504/ SOUTHERN FX OPTION 31-Jan-2014 01.May-2014 07.May-2014 (101:00000 03) USD 1,025,000.000 JPY SHORT EURCPEAN CALL 102 5003 ::51 4X) 41)
745230011 FINANCIAL. LLC
Subtotal:
Math (251:842.66)
Statement ID : 182298_20140213 20140214 1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109583
CONFIDENTIAL SDNY_GM_00255767
EFTA01452507