st? e an 17—rn!CIFL: 26 Fth 2014
SOUTHERN FINAN Page 2 Of 2
Request 182298 t,
As of 26 Feb 14
Osubchs SankAO
SOUTHERN FINANCIAL, LLC
Settlement NotCcy NotCcy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD)
366364436/ SOUTHERN FtEurcepl 21-Nov-2013 2040%42014 25-Nov-2014 (1.003003 00) USD 101.030.000 FY SHORT EUROPEAN CALL 1010000 :i.e,cl -<,: Ii
710423459 FINANCIAL. LLC
366364436/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000(0) USD 0 JPY LONG EUICPEAN 0.0000 13 823 83
710423461 FINANCIAL. LLC outhOpl
366364436l SOUTHERN FXOneBarOneT 21-Nw.2013 2011ov.2014 25-Nov-2014 (21,(IX 00) USD 0 JPY LONG EUROPEAN 0.0000 1191641
710423463 FINANCIAL. LLC ouchOpl
366364436/ SOUTHERN FXOnef3aeOneT 21-Nov-2013 20-Nov-2014 25.Nov.2014 (21.000 WI USD 0 JPY LONG EtRCPEAN 0.0000 10 191 31
710423465 FINANCIAL. LLC ouchOpl
377817895i SOUTHERN FtEuroOpl 17-Jan-2014 17.A4x.2014 21.4r-2014 (10,0000(000) USD town oo CAD SHORT El-RCPEAN CALL 1.1000 (162641 08i
737154817 FINANCIAL LLC
3778178W SOUTHERN FXOneBarEuro 17-lan.2014 17-Apr-2014 21-Apr-2014 (100000(000) USD 11,300,00000 CAD SHORT ELRCPEAN CALL 1,1300 24.670 50
737154818 FINANCIAL, LLC Cpl
381388504/ SOUTHERN FkuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.0:0.320.R USD 1.025.000,000 JPY SHORT EUROPEAN CALI. 1025000 (132:25007)
745230311 FINANCIAL, LLC
Subtotal: (273.25081)
Tow: (273.250.81)
Statement ID : 1822,98_20140226_20140227_1
The valuation Information set forth in this statement is prowled subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109950
CONFIDENTIAL SDNY_GM_00256134
EFTA01452738