e an raup 06 Mar 2014
SOUTHERN FINANCIAL. LLC Page 2 Of 2
Request
M of 06 Mar 14
Deutsche BSc AO
SOUTHERN FINANCIAL, LLC
91-Oploas
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USO)
SOUTHERN ExEurcepl 21-Nor-2013 20-Nov-2014 254lov..2014 (1.0:0 CO3 00; USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :-Ii 983 e7(
FINANCIAL. LLC
SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0003 12.25254
FINANCIAL. LLC ouchOpt
SOUTHERN FXOnef3arOneT 21-Nor-2013 20.Nov2014 25-Nov-2014 (21ff COI USD 0 JPY LONG EUROPEAN 0.000D 10.475 23
FINANCIAL. LLC ouchOpt
SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov2014 254404014 (21.000 WI USD 0 FY LONG EtRCPEAN 0.0000 8,890 13
FINANCIAL. LLC ouchOpt
SOUTHERN ExEuroOpl 17-Jan-2014 17-A4x-2014 21-Arx.2014 (10.CCO.0030:4 USD 11.000.000 00 CAD SHORT ELRCPEAN CALL 1.1000 ;81.72180)
FINANCIAL. LLC
SOUTHERN EXOneBarEuro 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10.COD.00O OD) USD 11,300,00003 CAD SHORT ELRCPEAN CALL 1.1303 7,360 41
FINANCIAL, LLC OPI
SOUTHERN FkuroOpt 31-Jan-2014 01-May-2014 07-May-2014 (10.0:0.020.03j USD 1.025.000,000 JPY SHORT EUROPEAN CALL 102 5003 ,:53237821
FINANCIAL, LLC
SOUTHERN F)EurcOpl C6-aka-2014 17.44'4014 21Apf.2014 10,000,00000 USD i 110000k03) CAD LONG ELRCPEAN CALL 1.1000 81.721 80
FINANCIAL, LLC
SOUTHERN FXOneBatEuro C6-Wer,2014 174ex-2014 21-Apr-2014 (10,0 Al CO; USD 11,300,003 00 CAD SHORT EUROPEAN CALL 1.1300 (7.360 41j
FINANCIAL. LLC OP1
Subbtal: (1746"33801
Bat (174,603.80)
Statement ID :
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 110194
CONFIDENTIAL SDNY_GM_00256378
EFTA01452885