Is any owner now, or has any owner ever been, a senior corporate officer or director, or does any owner own 10% or more of any publicly
traded company's stock? O Yes O No
If Yes, provide name of company, publicly traded symbol and affiliation date:
Will anyone else be entering orders: CI Yes CI No
If YES, please list name(s) (additional paperwork will be required).
7
12-FWM-0355
011224.091212
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0110612
CONFIDENTIAL SDNY_GM_00256796
EFTA01453158