26IW 2014
Pap 2 Of 2
Dadochs Bark AO
SOUTHERN FINANCIAL, LLC
MAO=
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD)
SOUTHERN FxEurcepl 21-Noo-2013 20.11ov.2014 25-Nov-2014 (1.00000D CV, USD 101.000.000 JPY SHORT EUROPEAN CALL 1010000 ;vi;-Co 9)!
FINANCIAL. LLC
SOUTHERN FXOneBatOneT 21-Non2013 20-14m4014 2541mi-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 13,114 70
FINANCIAL. LLC otchOpt
SOUTHERN FXOnef3arOneT 21-N0/.2013 20-Nov2014 25-Nov-2014 (21,M000) USD 0 JPY LONG EUROPEAN 0.0009 11,116 80
FINANCIAL. LLC ouchOpt
SOUTHERN FXOneflanOneT 21-Nov-2013 20-Nov.2014 254104014 (21.000 WI USD 0 FY LONG ELPCPEAN 0.0000 9,34355
FINANCIAL. LLC ouchOpt
SOUTHERN FxEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10.O0.003OD) USD 1.025.000.000 PT SHORT ELIRCPEAN CALL 102 5000 ;89 2t%' 38)
FINANCIAL. LLC
SOUTHERN RXDralOpt 13-Mar-2014 14-Apr-2014 15-*-2014 (1,00D.00O 00) USD SHORT ELRCPEAN CALL 375960 ;416#+95)
FINANCIAL. LLC
Subtotal. , 173 9:6 21:
Commoddes -Dedvadves
Long! Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Puti Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD)
SOUTHERN FINANCIAL. Commodity 13-Mar-2014 15.May-2014 22.May-2014 LONG EUROPEAN WTI 100.00000 USD 0 0000 i 1 -2.50D 22)
LLC Derivalive
Subtotal: J
19.141 (246,312.46)
Statement ID :
The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111045
CONFIDENTIAL SDNY_GM_00257229
EFTA01453452