02Apr 2014
• SOU ERN Page 2 0(2
Request
A As of 02 Apr 14
Deutsche BenkAO
SOUTHERN FINANCIAL, LLC
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Min .t ill
Settlement NotCcy NotCcy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put! Call Strike Price MTM(USD)
SOUTHERN ExEurcepl 21-Nor-2013 20.Nov.2014 25-Nov-2014 (1.000000 00) USD 101.030.000 FY SHORT EUROPEAN CALL 1010000 (4476.43)
FINANCIAL. LLC
SOUTHERN FXOneBarOneT 21-Not-2013 2014w-2014 2541mi-2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0003 10.48628
FINANCIAL. LLC otchOpl
SOUTHERN FXOneBarOneT 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,M0.00) USD 0 JPY LONG EUROPEAN 0.0000 8,785.17
FINANCIAL. LLC ouchCpt
SOUTHERN FXOnef3a0neT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 WI USD 0 JPY LONG EUROPEAN 0.0000 7.30929
FINANCIAL. LLC ouchOpl
SOUTHERN ExEuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.00000000) USD 1.025.000.000 SY SHORT EUROPEAN CALL 1025000 (164.924')
FINANCIAL. LLC
SOUTHERN EXD9talOpt 13-Mar-2014 14-Apr-2014 15-Apr-2014 (1,00000000) USD SHORT EUROPEAN CALL 37 5950 (1612063)
FINANCIAL, LLC
Subtotal: ; le<i ,?;i3 er:
Centeredthe -Dadvates
Long! NotCcy
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Arnt 1 1 Strike Price MTM(USD)
SOUTHERN FINANCIAL. Commodity 13-Mar-2014 15-May-2014 22-May-2014 LONG EUROPEAN WTI 100.00000 USD 0 CO® 1.Ox'? .4..i)
LLC Derivative
Subtotal: ;:e. I 079 43:
Total: (280,469.30)
Statement ID
The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 111362
CONFIDENTIAL SDNY_GM_00257546
EFTA01453629