024t 2014
Page 2 0(2
Ala
DeuIscin Bark AO
SOUTHERN FINANCIAL, LLC
FX-Opeoss
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO)
366364436,' SOUTHERN FxEural 21-Noo-2013 2041ot-2014 25-Noy-2014 (I 000 COD 00) USE) 101.009000 in SHORT EUROPEAN CALL 1010000 Sr 2Z041:!?
710423459 FINANCIAL. LLC
3663644' SOUTHERN FXOneBanDneT 21-Not-2013 20-No4014 25-No4014 (21.00000) USD 0 JPY LONG EUICIREAN 0.0000 10.48628
710423461 FINANCIAL. LLC oithOpl
366364436t SOUTHERN FXOnef3arOneT 21-No4-2013 204loy.2014 25-Nov-2014 (21,MO 00) USD 0 JPY LONG EUROPEAN 00003 8,785.17
710423463 FINANCIAL. LC ouchOpl
X6364498/ SOUTHERN RXOnef3anOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 00l USD 0 PY LONG EtPCPEAN 0.0000 7.30929
710423465 FINANCIAL. LLC ouchOpt
381388504i SOUTHERN FxEuroOpl 31-Jan-2014 0I-May-2014 07-May-2014 (10.030(MM USD 1.025000.000 SY SHORT ELIRCPEAN CALL 102 5000 (184.924rM)
745230311 FINANCIAL. LLC
390650729J SOUTHERN FXD91aICpt 13-Mar-2014 14-*-2014 -Apr-2014
15 (1,003.0:000) USD SHORT ELRCPEAN CALL 37 5950 (1612053)
767041028 FINANCIAL, LLC
Subbtal (199.389 87;
mmi_mmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt _ NIE7111
Long/ Not.CCy
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD)
390932919 SOUTHERN FINANCIAL. Commodity 1344dr-2014 15-May-2014 22.May-2014 LONG EUROPEAN WTI 100.00003 USD 00000 ,5 ';.ii? 4,.i';
767318425 LLC Derivative
Subtotal: i.% I 313 I.;:
Total: (280,469.30)
Statement ID: 182298_20140402_20140403_1
The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 111369
CONFIDENTIAL SDNY_GM_00257553
EFTA01453636