I5Apr 2014
SOU ERN FI Page 2 Of 3
Request 182298
As of 15 Apr 14
Deutsche Berk AO
SOUTHERN FINANCIAL, LLC
Settlement NotCcy NotCcy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put! Call Strike Price MTM(USD)
SOUTHERN FxEurcepl 21-Nov-2013 20-Nov-2014 25-Nov-2014 (1.000000 00) USD 101.030.000 PT SHORT EUROPEAN CALL 1010000 :•2( 6 -8 67(
FINANCIAL. LW
SOUTHERN FXOneBanDneT 21-Not-2013 20-No4014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0003 1387083
FINANCIAL, LLC otchOpt
SOUTHERN FXOneBarOneT 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,03000) USD 0 JPY LONG EUROPEAN 0.0000 11,568.79
FINANCIAL, LLC ouchOpt
SOUTHERN FXOneBanOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 WI USD 0 PY LONG EtPCPEAN 0.0000 9,54887
FINANCIAL. LLC ouchOpt
SOUTHERN FxEuroOpl 31-Jan-2014 0I-May-2014 07-May-2014 (10.CCO.CO3 WI USD 1.025900.000 PT SHORT EIRCPEAN CALL 102 5000 r27.79381)
FNANC0AL, LLC
Subtotal: (7242405)
Lone( NotCcy
Trade ID Counterparty Trade Type Trade Date Maturity Dale Settlement Date Shod Optlon Style Putt Cal Ref. Entity NotAmt 1 1 Strike Price MTM(USD)
SOUTHERN FINANCIAL. Commodity 11Krer-2014 15-M r-2014 224A*2014 Laic EUFICPEAN WTI 100.00000 LSO 00000 (3e-44.'Cfj 4'3)
LLC Derivahe
Subtotal: t304.299 43
Ceethotilles • Base Metal Dedvattas 1
Long/ NotCcy Price Per
Trade ID Counterparty Trade Type Trade Date Matunty Date Settlement Date Short Option Style Put/ Call Ref. Entity Not Amt i 1 Quantity Unit Unit Stnke Price MTM(USD)
SOUTHERN Ccomodiy0prEu 03-Apr-2014 05-Deo-2014 05-Dec-2014 SHORT EUROPEAN CALL XCU (8.TY).033 CO) USD (50 00IMT25 0 7.000 0000 (244;22022)
FINANCIAL. LLC ro BaseN4etal
Subtotal: (214.2E., 22:
Statement ID : 182298_20140415_20140416_1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111590
CONFIDENTIAL SDNY_GM_00257774
EFTA01453775