e an raup 15Ars 2014
SOUTHERN FINANCiAL, LLC Page 2 Of 3
Request 182298
As of 15 Apr 14
Dadochs Bark AO
SOUTHERN FINANCIAL, LLC
ROOMS* MINNEri
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD)
3663644)St SOUTHERN FicEuroOpl 21-Noy2013 20-Nov.2014 25-Nou.2014 (1pco 0)300) USD 101600.000 JPY SHORT ELRCFEAN CALL 1010000 (29.61867)
710423459 FINANCIAL. LLC
366364436, SOUTHERN FXOneBanDneT 21-Nov-2013 20.14ar.2014 25.11ov.2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 13.87083
710423461 F MANUAL, LLC otchOpt
366364436/ SOUTHERN FXOneBarOneT 21-N0/.2013 20.11ov.2014 25-Nov-2014 (21,M0 CC) USD 0 JPY LONG EUROPEAN 0.0000 11.568.79
710423463 FiNANCAL, LW ouchOpl
X63644361 SOUTHERN FXOneBananeT 21-Nov-2013 20.Nov.2014 25.Nov.2014 (21.000 00; USD 0 JPY LONG ELPCPEAN 0.0000 9,54887
7104230 FINANCIAL.LLC ouchOpt
381388504! SOUTIERN FxEuroOpl 31-Jan-2014 01.Klay-2014 07-May-2014 (10.000.003M USD 1.025000.000 SY SHORT ELRCPEAN CALL 102 5000 :27.793 07:i
745230011 FINANCIAL, LLC
Subtotal: (22.42405)
Long! NotCcy
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity NotAmt 1 1 Strike Price MTM(USD)
390962915/ SOUTHERN FINANCIAL, Commodity ISA/at:2014 15,May.2014 22Nay .2014 LONG EURCPEAN WTI 103,00000 USD 00000 (34,2%43)
767318425 LLC Derivative
Subtotal:
deatatodlties • Base Metal Derivatives
Long/ Not.Ccy Price Per
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Rel. Entity NotAmt 1 1 QuantityUnit Unit Strike Price MTM(USD)
395494367/ SOUTEERN Ccrumodily0prEu 03-Apr-2014 06Dec-20Id C6-Dec-2014 SICRT EUICPEAN CALL CU (8.750600 03) USD :.0 00IM125 0 7030.0000 (244.220 22)
778125395 FINANCIAL. LLC ro ElaseMetal
Subtotal: (244.2&322:
Statement ID :
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111598
CONFIDENTIAL SDNY_GM_00257782
EFTA01453781