e an raup 18A8t 2014
SOUTHERN FINANCIAL, LLC Pape 2 Of 3
Request 182298
As of 17 Apr 14
Dsubchs Bank AO
SOUTHERN FINANCIAL, LLC
Nt;0plbea
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD)
366364433$ SOUTHERN FxEuroCial 21-No/-2013 20410)42014 25.11ov.2014 (1.00D 030 Cr.t, USD 101.030.080 JPY SHORT EUROPEAN CALL 1010000 :.3≥ 6624
710423459 FINANCIAL. LLC
3663644357 SOUTHERN FXOneiBatOneT 21-Nov.2013 20-14o(.2014 25-No4014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 12.428 41
710423461 FINANCIAL. LLC ou5hOpt
366364436/ SOUTHERN FXOneBarOneT 21-Nor-2013 20.Nov.2014 25-Nos-2014 (21.0)0 00) USD 0 JPY LONG EUROPEAN 0.0000 1027667
710423463 FINANCIAL. LC ouchOpt
X6364436/ SOUTHERN FXOnel3a0OneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 MI USD 0 PY LONG EURCPEAN 0.0003 8.413 07
710423465 FINANCIAL.U.0 ouchOpt
381388504/ SOUTHERN FxEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10.000 C(303) USD 1.025000.000 SY SHORT EURCPEAN CALL 102 5000 :4230)67J
745230311 FINANCIAL. LLC
Subtotal: (43.904
Long/ Not Ccy Price Per
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not Amt t 1 Quantity Unit Unit Strike Price MTM(USO)
395494367/ SOUTI-ERN Commodity0pEu 03-Apr-2014 05-Dec-20I4 0 -Dec-2014 SHORT EURCPEAN CALL XCU i8 75i) 01, USD 0 7.000 0000 (7(+3.€7-31 Cia!
778125395 FINANCIAL, LLC ro BaseMetai
Subtotal: '4;4
Odors
Not.Ccy Not.Ccy
Trade ID DealGroupID Counterparty Trade Type Trade Date Eff. Date Maturity Date Not.Amt 1 1 Not.Arnt 2 2 DBPays DBReceives MTM(USD)
390962915/ 15/784715 SOUTHERN FixedCashflatfee 174.0.2014 17-Apr-2014 24
-Apr-2014 ;3'2 000 38) USD (3'1
784715152 152 FINANCIAL. LLC
Subtotal: (311 971
Statement ID : 182298_20140417_20140418_1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 111664
CONFIDENTIAL SDNY_GM_00257848
EFTA01453833