As of 4/18/14
Live
Description Trade Date Expiration Notional Cost Basis MTM* MTM* P/L
USDJPY Triple One-Touch 101 Call 11/21/2013 11/20/2014 1,000,000 USD '$ - $ 3,294 $ 3,294
USDJPY 102.5 Call 1/31/2014 5/1/2014 10,000,000 USD $190,000 $ 46,612 $ (143,388)
Dec14 Copper 7000 Call 4/7/2014 12/3/2014 1,250 metric tons $ 331,250 $ 286,323 $ (44,927)
$ 521,250 $ 336,229 $ (185,021)
* Not a bid/offer. Mid Mark-to-Market as reported on client s DB Valuation Statement.
Closed
Initial Trade Unwind Unwind
Description Date Trade Date Cost Basis Value P/L
USDCAD RKI Call Spread 1/17/2014 3/5/2014 $109,995 $ 115,000 $ 5,005
USDRUB 37.595 Binary 3/13/2014 4/14/2014 1,000,000 USD $ 257,000 $ - $ (257,000)
Jun14 WTI 101/93.50 Risk Reversal 3/13/2014 5/15/2014 100,000 bbls $ - $ 312,000 $ 312,000
$ 60,005
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111703
CONFIDENTIAL SDNY_GM_00257887
EFTA01453862