e an coup 22Aix 2014
SOUTHERN FINANCIAL. LLC Paps 2 Of 3
Request 182298
As of 22 Apr 14
Dadochs But AO
SOUTHERN FINANCIAL, LLC
St4Blkes
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD)
3663644DS' SOUTHERN ExEural 21-Nor-2013 20410%42014 25-Nov-2014 (I .030 COD 00; USD 101.000.000 JPY SHORT EUROPEAN CALL 1010000 ; if• 206 2th
710423459 FINANCIAL. LLC
366364435/' SOUTHERN FXOneBanDneT 2 I-Nen2013 20-11eN-2014 2541ov-2014 (21.000601 USD 0 JPY LONG EUICPEAN 0.0000 11.65252
710423461 FINANCIAL. LLC otchOpl
366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2611ov.2014 25-Nov-2014 (21,M0 DOI USD 0 JPY LONG EUROPEAN 0,0000 9,57534
710423463 FINANCIAL LLC outhOpl
X6364436/ SOUTHERN EXOneganOneT 21-Non2013 20-Nov.2014 254104014 (21 CIX WI USD 0 JPY LONG EtPCPEAN 0.0000 7,791 14
710423465 F INANCIAt. U.0 ouchOpl
381388504/ SOUTHERN ExEuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.CCO.0O3 COI USD 1625600.000 SY SHORT EURCPEAN CALL 102 5000 ;49.74684)
745230;111 FINANCIAL. LLC
Subtotal: (54638 13)
Borsonles • Ban WWI Dednens
Long/ NotCcy Price Per
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not Amt t 1 Quantity Unit Unit Stnke Price MTM(USD)
SOUTHERN Commodly0p/Eu 03-Apr-2014 05-Dec-20I 4 05-Dec-2014 SHORT EURCPEAN CALL XCU i8. ICI, ..13i !AD (5000:1425 0 7.000 0000 (2.X1 41.7!•) 7:::
FINANCIAL, LLC ro BaseMetal
Subtotal: 120;:, 69,4 ?q:
Onus
Not.Ccy NotCcy
Trade ID DealGrouplD Counterparty Trade Type Trade Date Eff. Date Maturity Date NotAmt 1 1 Not.Arnt 2 2 DEIPays DBReceives MTM(USD)
15/784115 SOUTHERN FixeclCashfletifee 11-Apr.2014 I lapr.2014 24-Arx-2014 13'211630) USD (3' I ,≥97 93i
152 FINANCIAL, LLC
Subtotal: 011 91 7 9:4.•
Statement ID :
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 111749
CONFIDENTIAL SDNY_GM_00257933
EFTA01453899