24 Apr 2014
Page 2 Of 2
Deutsche Bat AO
SOUTHERN RNANCIAL, LLC
At • 0ptbes
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD)
SOUTHERN ExEurcepl 21-Nor-2013 20410%42014 25.Nov..2014 (1.000 030 COI USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :i1 I i' Zli
FINANCIAL. LLC
SOUTHERN FXOneBanDneT 21-Nov-2013 20-No4014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 12.133 58
FINANCIAL. LLC outhOpt
SOUTHERN FXOnef3arOneT 21-Nor-2013 2011ov.2014 25-Nov-2014 (21,M0 COI USD 0 JPY LONG EUROPEAN 0.0000 9,909.43
FINANCIAL. LLC ouchOpt
SOUTHERN EXOnef3aeOneT 21-Nov-2013 20-Nov-2014 254104014 (21.000 WI USD 0 PY LONG EtPCPEAN 0.0000 8.00522
FINANCIAL. LLC ouchOpt
SOUTHERN ExEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10.000.X0Og USD 1.025000.000 SY SHORT ELEICPEAN CALL 1025000 :24.14452i
FINANCIAL. LLC
Subtotal: (25 227 9e):
Comedies • Base Weal DadnMs
Long/ Not Ccy Price Per
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Arnt t 1 Quantity Unit Unit Strike Price MTM(USD)
SOUTHERN Commodly0pEu 03-Apr-2014 05-Dec-20I 4 05-Dec-2014 SHORT EURCPEAN CALL XCU (3 7:IC/ IV Ii3i USD /f./) 00( M125 0 7,000 0000 (373775%!
FINANCIAL, LLC ro BaseMetat
Subtotal: ( I2. c
T4 li (349.003.46)
Statement ID
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111794
CONFIDENTIAL SDNY_GM_00257978
EFTA01453932