enr7r e an _rasp 2/34t 2014
SOUTHERN FINANCAL, LLC Page 2 Of 2
Request
As of 28 Apr 14
DstSths Bank AO
SOUTHERN FINANCIAL, LW
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD)
SOUTHERN ExEurcOol 21-Nov-2013 20.Nov.2014 25-Nov-2014 (1.00D WO CV, USD 101.030.000 RV SHORT EUROPEAN CALL 1010000 :32 2W 82,
FINANCIAL. LLC
SOUTHERN FXOneasiOneT 21-Nov.2013 20.14o/-2014 25-Nov-2014 (21.OOO.00) USD 0 FY LONG EUROPEAN 0.0000 11.%2 56
FINANCIAL. LLC otchOpt
SOUTHERN FXOneSarOneT 21-No/.2013 20-Nov2014 25-Nos-2014 (21,ClXl 00) USD 0 FY LONG EUROPEAN OA000 8,92700
FINANCIAL. LLC ouchOpt
SOUTHERN EXOnel3anOneT 21-Nov-2013 20-Nov.2014 254404014 (21.000 WI USD 0 FY LONG EtPCPEAN 0.0000 7,13330
FINANCIAL. LLC ouchOpt
SOUTHERN FiEuroOpl 31-Jan-2014 01.May-2014 07.May-2014 (10.CCO WOW) USD 1.025.000.000 FY SHORT ELFICPEAN CALL 102 5000 ;31 7C) Xi
FINANCIAL. LLC
Subtotal: (36.8_1
Long/ Not Ccy Price Per
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not Amt 1 1 Quantity Unit Unit Strike Price MTM(USD)
SOUTHERN Commodly0pEu 03-Apr-2014 OS-Dec-20H 050ec-2014 SHORT EURCPEAN CALL XCU tA 01, USD /F.000)M125 0 7.000 0000 1287.476
FINANCIAL, LLC ro BaseNSetal
Subtotal: (287 4.75 38,
Iota: (324.317.53)
Statement ID
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111846
CONFIDENTIAL SDNY_GM_00258030
EFTA01453973