e an raup
SOUTHERN FINANCIAL, LLC
Request 182298 f, -
As of 01 May 14
Doubts Bank AG
SOUTHERN FINANCIAL, LLC
PX • Options
Settlement Not Ccy Not Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 NotArnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD)
366364436/ SOUTHERN ExEural 21-Nov2013 2040%42014 2541ov..2014 (1.000.000.00) USD 101.030.000 FY SHORT EUROPEAN CALL 1010000 (30,176591
710423459 FINA14CIAL.LLC
366364435) SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.0002) USD 0 JPY LONG EUROPEAN 0.0003 11,681 89
710423461 FINANCIAL. LLC ouchCpl
366364436( SOUTHERN FXOnef3arOneT 21-Nor.2013 2011ov2014 25-Nov-2014 (21,0x10.00) USD 0 JPY LONG EUROPEAN 0.0080 9,42588
710423463 FINANCIAL. LLC ouchOpt
366364436/ SOUTHERN EXOnegananeT 21-Nov-2013 20-Nov-2014 26Nov2014 (21.000 MI USD 0 JPY LONG EUROPEAN 0.0000 7,52176
710423465 FINANCIAL. LLC ouchOpt
Subtotal (1.547 00:
assada[anaint
Long/ Not.Ccy Price Per
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD)
395494367/ SOUTFERTI CommoclhOpEu 03-Apr-2014 C8FDLic-20I4 OS-Dec-2014 SHORT EUROPEAN CALL XCU telW.COD )Dl USD (ck 001MT25 0 7.000 0000 t211.467M
778126395 FINANCIAL. LLC ro 8aseMetal
Subtotal: (211,457 66)
(213,014.72)
Statement ID : 182298_20140501_20140502_1
The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112028
CONFIDENTIAL SDNY_GM_00258212
EFTA01454096