e an raup 21 May 2014
SOUTHERN FINANCIAL, LLC Page 2 Of 2
Request 182298
As of 21 May 14
Doublet Berk AO
SOUTHERN FINANCIAL, LLC
Settlement NotCcy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD)
366364436/ SOUTHERN ExEural 21-No/-2013 2040%42014 25-Nov-2014 (1.060.000.00) USD 101.030.000 FY SHCAT EUROPEAN CALL 1010000 :23 C.16 4:i)
710423459 FiflANCIAL. LLC
366364436/ SOUTHERN FXOneBanDneT 21-Nov-2013 2041ter.2014 2541ov.2014 (A0002) USD 0 JPY LONG EUICPEAN 0.0000 )2.68510
710423461 FINANCIAL. LLC ou4hOpt
366364436/ SOUTHERN EXOnef3arOneT 21-Nw.2013 26Nov2014 2541os-2014 (21,M(1 00) USD 0 JPY LONG EUROPEAN 0.0000 10.020.14
710423463 FINANCIAL. LLC oucb0pl
366364436/ SOUTHERN FXOnegananeT 21-Nov-2013 20.Nov.2014 2541e/.2011 I21.000 MI USD 0 FY LONG EtPCPEAN 0.0000 7,81384
710423465 FINANCIAL. LLC ouchOpl
Subtotal: 7.472 63
Commodltles • Base Metal Derlonrilves
Long/ Not.Ccy Price Per
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD)
3%5194367/ SOUTFERN CommodbOpEu 03-Apr-2014 CIF>Occ-20I4 06Oec-2014 SHORT EUROPEAN CALL XCU I8.7W.COD 00) USD (50 001MT25 0 7.000 0000 (3156`.819!
778126395 FINANCIAL. LLC ro ElaseMetal
Subtotal: (34501819;
Total: (338,145.56)
Statement ID : 182298_20140521_20140522_1
The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112291
CONFIDENTIAL SDNY_GM_00258475
EFTA01454283