As a part of the PWM anti -money laundering monitoring program, the PRIME
system is used to automatically identify transactions that meet certain high
risk transaction patterns. When transactions occur which mimic those
patterns, the activity must be researched to confirm that it is legitimate.
In a small percentage of these cases, Compliance must contact the wealth
Advisor for additional information about the transaction(s) in order to
conclude the research process. Your response is required for the Bank to
comply with federal guidelines for concluding the research of these matters in
a timely fashion. Your complete response must be received within 7 business
days.
To the best of your ability, please provide details regarding the item(s)
below:
130,000.00 3/10/2014 sent 1 payment BANCO POPULAR A /C 595201088 TERRENCE
RABSATT
1/ Please provide the relationship between Mr. Rabsatt and Mr. Epstein.
2/ Please provide the payment purpose.
thank you in advance for your prompt attention to this matter.
Regards,
Yang Chen
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Yang Chen
Deutsche Bank Trust Company Americas
Private Wealth Management - AML
60 Wall Street 10005-2836 New York, NY, USA
Tel.
Email
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