r vr r i-nyivrt-
27 May 2014
Pap 2 Of 2
ANS
Deutsch* Bank AG
SOUTHERN FINANCIAL, LLC
FX • Options
Settlement Not. Ccy Not. Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style PuV Call Strike Price MTM(USO)
SOUTHERN ExEuroCpl 21-No42013 204lov.2014 2541ov-2014 (1.0000(000) USD 101.030.000 FY SHORT EUROPEAN CALL 1010000 ;2/ 8C54")!
FINANCIAL. LLC
SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0003 10.642 10
FINANCIAL, LLC ouchOpt
SOUTHERN EXOneEarOneT 21-Nob2013 2041°,42014 25-Nov-2014 (21.030 COI USD 0 JPY LONG EUROPEAN 0.0000 8.15803
FINANCLAL, LLC ouchOpt
SOUTHZSN EXOnteanOneT 21-Nov-2013 20-Nov.2014 25.Nov.2011 (21.0000Q USD 0 JPY LONG EURCFEAN 0.0000 6,177 45
ENANCIAL, LLC oudiOpt
Subtotal: 7841
Long/ Not.Ccy Price Per
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD)
SOUTF£RFI CommodhOpEu 034%pr-2014 CIF>Dsc•20I4 05•Dec•2011 SHORT EURCPEAN CALL XCU t82W.0011 33) USD (.4.0 00iMT25 0 7.000 0000 '375371 53!
FINANCIAL, LLC ro ElaseMetal
Subtotal: (376371 53)
Total: (376,293.12)
Statement ID :
The valuation Information set forth in this statement is provided subject to the terms and conditions set forth In the notes on the cover sheet
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112322
CONFIDENTIAL SDNY_GM_00258506
EFTA01454303