e an raup 28 May 2014
SOUTHERN FINANCIAL, LLC Page 2 Of 2
Request 182298 -
As of 28 May 14
Eisubdis Bank AO
SOUTHERN FINANCIAL, tic
Settlement NotCcy NotCcy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putl Call Strike Price MTM(USD)
366364436/ SOUTHERN ExEurcepl 21-No/-2013 20Nov.2014 2541ov-2014 (1.000000M USD 101,000,000 FY SHCAT EUROPEAN CALL 1010000 :23 C40 "• .!)
710423459 FINANCIAL. LLC
366364438/' SOUTHF_RN EXOneBatOneT 21-Nov-2013 2611o/-2014 2541o4014 (21.000801 USD 0 JPY LONG EUROPEAN 0.000D 11.496 12
710423461 FINANCIAL. LLC otchOpt
366364436r SOUTHERN EXOneSarOneT 21-Nob2013 26Nov.2014 2541os-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.00DD 8,84123
710423463 FINANCIAL. LLC oucb0pI
366364436/ SOUTHERN EXOnet3arOneT 21-Nov-2013 20-Nov.2014 254104014 1216IXI 001 USD 0 JPY LONG ELPCPEAN 0.0000 6.70387
710423465 FINANCIAL. LLC ouchOpl
Subtotal: 4.000 87
Commodities • Bsee Natal Derivative*
Long/ Not.Ccy Price Per
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD)
395494367/ SOUTFERN CommodhOpEu 03-Apr-2014 CIF>Dec-20I4 05Deo2014 SHORT ELRCPEAN CALL XCU te.7W.COD DO! USD (`O 06 MT25 0 7.000 0000 069 568 11!
778125395 FINANCIAL. LLC ro ElaseMetal
Subtotal: i358.!! t€ 11;
Total: (385,587.24)
Statement ID : 182298_20140528_20140529_1
The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112327
CONFIDENTIAL SDNY_GM_00258511
EFTA01454306