e an raup 29 May 2014
SOUTHERN FINANCIAL, LLC Page 2 Of 2
Request 182298
As of 29 May 14
Eisubchs Bank AO
SOUTHERN FINANCIAL, LLC
Settlement NotCcy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD)
3663644351 SOUTHERN FxEurcepl 21-Nor-2013 20.10%42014 25-Nov-2014 (1.060003 00) USD 101.030,000 FY SHORT EUROPEAN CALL 1010000 ;21 1511 47i
710423459 FINANCIAL. LLC
3663644957 SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00060) USD 0 JPY LONG EUICPEAN 0.0000 12.04867
710423461 FINANCIAL. LLC ouchOpt
366364436/ SOUTHERN FXOnef3arOneT 21-Nor-2013 2611ov2014 25-Nov-2014 (21,M0 001 USD 0 JPY LONG EUROPEAN 0.0000 9,273 95
710423463 FINANCIAL. LLC ouchOpt
366364436/ SOUTHERN EXOnef3ananeT 21-Nov-2013 20-Nov-2014 25-Nov-2014 121.0IXI MI USD 0 FY LONG Etna:SAN 0.0000 7.02824
710423465 FINANCIAL. U.0 ouchOpt
Subtotal: 6.68739
Commodltles • Base Natal Dertvatives
Long/ Not.Ccy Price Per
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD)
3%5194367/ SOUTFERPI Commodity:btu 03-Apr-2014 (X>Occ-20I4 D9Dec-2014 SHORT EUROPEAN CALL XCU te.7W.COD 00) USD (.50 001MT25 0 7.000 0000 (352.69;81i
778126395 FINANCIAL. LLC ro ElaseMetal
Subtotal: (35269331;
Told: (346,106.42)
Statement ID : 182298_20140529_20140530_1
The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112332
CONFIDENTIAL SDNY_GM_00258516
EFTA01454309