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e an roup 02Jui 2014
SOUTHERN FINANCIAL, LL Pap 2 Of 2
Request 182298
As of 02 Jun 14
AIMS ,
Deutsch* Bank AG
SOUTHERN FINANCIAL, LLC
FX • Options
Settlement Not. Ccy Not. Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USO)
SOUTHERN ExEurcepl 21-Nor-2013 2040%42014 25-Nov-2014 (1.003000 00) USD 101,000,000 JPY SHORT EUROPEAN CALL 1010000 :2/ 84•Ii....::.1
FINANCIAL. LLC
SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00060) USD 0 JPY LONG EUROPEAN 0.0003 10.10974
FINANCIAL, LLC otchOpl
SOUTHERN EXOneEerOneT 21-Nov-2013 20•Nov2014 25-Nov-2011 (21,C1)0 CC) USD 0 JPY LONG EUROPEAN 0.0000 7,66032
FINANCAL, LLC ouchOpl
SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2011 121MI eel USD 0 JPY LONG EURCPEAN 0.0000 5,73665
FINANCIAL, LLC otchOpt
Subtotal: (1,337 841
Long/ Not.Ccy Price Per
T Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD)
SOUTFERN CommodhOpEu 03-Apr-2014 C6>Dec•20I1 05•Dec•20I1 SHORT EURCPEAN CALL XCU 18.7W.COD D'M USD (FL' 00iMT25 0 7.000 0000 '373937 41!
FINANCIAL. LLC ro ElaseMetal
Subtotal: (37:4.93r 41;
Rig (375,275.25)
Statement ID : 182298_20140602_20140603_1
The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112371
CONFIDENTIAL SDNY_GM_00258555
EFTA01454334