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03 Jun 2014
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SOUTHERN FINANCIAL, LLC
FX • Options
Settlement Not Ccy Not. Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Arnt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD)
SOUTHERN FxEurcepl 21-Noo-2013 20-Nov-2014 25-Nov-2014 (1.000 0:0 Cii, us(: 101,030.000 RV SHORT EUROPEAN CALL 1010000 ;',:ne i?li
FINANCIAL. LLC
SOUTHERN FXOneBanDneT 21-Nov-2013 20-11mb2014 25-Nov-2014 (21.0002) USD 0 PY LONG EUROPEAN 0.0003 9.59130
FINANCIAL. LLC ouchOpt
SOUTHERN FXOneSarOneT 21-Nov-2013 2011ov.2014 25-Nor-2014 (21,M0 (0) USD 0 SY LONG EUROPEAN 0.000D 7,26344
FINANCIAL. LLC ouchOpt
SOUTHERN FXOnegaeOneT 21-Nov-2013 20-Nov-2014 254104014 121.000 eel USD 0 FY LONG ELPCPEAN 0.0000 5,43834
F NANCIAL. U.0 ouchOpt
Subtotal: (4.32z 2d)
Commodities • Base Metal Derivatives
Long/ Not.Ccy Price Per
III Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD)
SOUTFERPI CommoclhOpEu 0341pr-2014 OF>Dec-20I 4 C&Dec-201.1 SHORT ELRCPEAN CALL XCU te.7W.COD 301 USD trk 00] MT25 0 7.000 0000 '335 725 aci
FINANCIAL, LLC ro BaseMetal
Subtotal: (335.725 09)
Tom: (340,049.35)
Statement ID
The valuation Information set forth in this statement is provided subject to the terms and conditions set forth In the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112378
CONFIDENTIAL SDNY_GM_00258562
EFTA01454340