e an raup 09 Jul 2014
SOUTHERN FINANCAL, LLC Page 2 0(2
Request 182298
As of 99 Jun 14
Dsubchs But AO
SOUTHERN FINANCIAL, LW
RC•00lss
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD)
SOUTHERN ExEurcepl 21-Nor-2013 20-Nov-2014 25-Nov-2014 11.003 COD 00; USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 : '5.151.39!
FINANCIAL. LLC
SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 0 PY LONG EUROPEAN 0.0000 8.65056
FINANCIAL. LLC ouchOpl
SOUTHERN FXOneBarOneT 21-Nov-2013 20-Nov-2014 25-Nov-2011 (21,M0 COI USD 0 SY LONG EUROPEAN 0.00DD 6,39806
FINANCIAL. LLC ouchOpl
SOUTHERN FXOnef3ananeT 21-Nov-2013 20-Nov-2014 25-Nov-2011 121.000 001 USD 0 Fr LONG EURCCEAN 0.0000 4,68827
FINANCIAL. LLC ouchOpl
SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR (19450.000 00) USD SHORT EURCPEAN PUT 1.3150 197.72731J
FINANCIAL. LLC
SOUTHERN bEuroCp1 06-Jun-2014 08-Sep-2014 10-Sep-2011 10,000,000 00 EUR (13.800.080.00) LSD LONG EIACCEAN CALL 1,380D 68.23408
FINANCIAL. LLC
Subtotal. 125 TO 72:
Comodlths - Base New DednOtes
Long/ NoLCcy Price Per
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD)
SOUDERN Commodity0pEu 03-Apr-2014 05-Dec-20I 4 05-Dec-2014 SHORT EUROPEAN CALL XCU 18 rzo.ca A USD 150 00)1425 0 7.000 0000 gel 025 53)
FINANCIAL, LLC ro easeNleial
Subtotal: i1.: ':2e ','
Total: (298,938.25)
Statement ID : 182-
998 20140609 20140610 1
The valuation informati• . subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112475
CONFIDENTIAL SDNY_GM_00258659
EFTA01454398