e an ,777:5777.77 13 An 2014
SOUTHERN FINAN Page 2 0(2
Request 18
As of 13 Jun
Osubchs Bank AG
SOUTIIERN FINANCIAL, LLC
Settlement NotCcy NotCcy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put Call Strike Price MTM(USD)
SOUTHERN ExEurcepl 21-No./.2013 20.Nov.2014 25-Nov-2014 (1.000000 00) USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 (23.%I .67)
FINANCIAL. LLC
SOUTHERN FXOneBarOneT 21-Nov-2013 2048,4014 25-Nov-2014 (21.0002) USD 0 JPY LONG EU1CPEAN 0.0003 10.016 10
FINANCIAL. LLC ouchCpl
SOUTHERN FXOnef3arOneT 21-No/-2013 20.Nov.2011 25-Nov-2011 (21,ClXl CO) USD 0 JPY LONG EUROPEAN 0.0000 7.47804
F NANCIAL . LLC ouchOpl
SOUTHERN EXOnellitOneT 21-Nov-2013 20-Nov.2014 25.Nov.2011 121000 MI USD 0 JPY LOG EURCPEAN 0.0000 5,50838
FINANCIAL. LLC ouchOpl
SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2011 10-Sep-2011 10.00000000 EUR (13.450.000 00) LED SHORT ELARCPEAN PUT 1.3150 (112 76397)
FINANCIAL. LLC
SOUTHERN bfuroCp1 06-Jun-2014 08-Sep-2011 10-Sep-2011 10,000,000 00 EUR 03.800.066.00) USD LONG ELRCPEAN CALL 1.3803 49.722 46
FINANCIAL, LLC
Subbtal: (63.633 56
Long/ NoLCcy Price Per
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD)
SOUTHERN Commodity0pEu 03-Apr.2014 05.Dec.20I 4 O50et-2014 SHORT EURCPEAN CALL XCU 18 rzo.ca A USD i 50 00)1425 0 7.000 0000 (217X2399)
FINANCIAL. LLC ro Elasebbial
Subtotal: :21( 22)3 :.;c:
Total: (281,004.55)
Statement ID : 182298_29140613_20140616_1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112515
CONFIDENTIAL SDNY_GM_00258699
EFTA01454421