e an coup 19Jul 2014
SOUTHERN FINANCIAL, LLC Page 2 Of 2
Request 182298
As of 49 Jun 14
Mulish. Bark AO
SOUTHERN FINANCIAL, LLC
FS. Options
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD)
366364435$ SOUTHERN ExEurcepl 21-Nov.2013 2041o/.2014 2541ov.2014 (1.00D D00001 USD 101.000.000 JPY SHORT EUROPEAN CALL 1010000 :21 2)7,6 el:ti
710423459 FINAt4CIAL. LLC
366364435/' SOUTHERN EXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 10.44265
710423461 FINANCIAL. LC ouchOpt
366364436r SOUTHERN FXOneBarOneT 21-Nov-2013 20-Nov2014 25-Nov-2014 (21ff COI USD 0 JPY LONG EUROPEAN 0.000D 7,69387
710423463 FINANCLAL. LC ouchOpt
366364436/ SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 MI USD 0 PY LONG EtPCPEAN 0.0000 5.57549
710423465 FINANCIAL. LC ouchOpt
407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08.Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT EIPICPEAN PUT 1 3450 (64522 43)
806424249 FINANCIAL. LLC
407339131/ SOUTHERN bfuroCpt 06.Jun-2014 08-Sep-2014 10-Sep-2014 10,00000000 EUR 03.800,000.00) USD LONG ELRCPEAN CALL 1,3803 61.610 84
806424264 FINANCIAL, LLC
Subbtal: •-: ,:
_
Long/ NotCcy Price Per
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD)
395494367/ SOUTHERN CommodlyOptEu 03-Apr-2014 05Dec-2014 05.Dec.2014 SHORT EURCPEAN CALL XCU i8 7E0,01t A USD i50 00)MT25 0 7.000 0000 (224 rx7) 54)
778125395 FiNANCIAL, LLC ro BaseMeal
Subtotal: 'ft:4 ,.,.:
Total: (224,549.10)
Statement ID : 182298_20140619_20140620_1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112554
CONFIDENTIAL SDNY_GM_00258738
EFTA01454446